MSU
AFT

Mizuho Securities USA’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Mizuho Securities USA’s Portfolio AFT Stock Details AFT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-30,000
Closed -$479K – 165
2018
Q3 		$479K Buy
30,000
+16,009
+114% +$258K 0.04% 121
2018
Q2 		$228K Sell
13,991
-1,009
-7% -$16.9K 0.02% 130
2018
Q1 		$252K Sell
15,000
-10,000
-40% -$164K 0.02% 130
2017
Q4 		$406K Buy
+25,000
New +$412K 0.02% 139

Other funds holding AFT

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
OIA
OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Mizuho Securities USA's AFT Position: Q4 2018 in Review

Mizuho Securities USA sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q4 2018, closing a stake of 30,000 shares — an estimated $479K sold.

Mizuho Securities USA first reported a position in AFT in Q4 2017 and held it in 4 quarters. The position peaked at $479K in Q3 2018. 60 funds tracked by Wall St. Rank hold AFT as of Q4 2018.

  • Mizuho Securities USA reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q4 2018 after selling out during the quarter.
  • Mizuho Securities USA sold 30,000 Apollo Senior Floating Rate Fund Inc. shares in Q4 2018, an estimated $479K.
  • Mizuho Securities USA first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2017 and held it in 4 quarters.
  • Mizuho Securities USA's Apollo Senior Floating Rate Fund Inc. position peaked at $479K in Q3 2018.
  • 60 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q4 2018.

Based on Mizuho Securities USA's 13F filing for Q4 2018, filed 4 Feb 2019.