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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.89B
AUM Growth
-$42.2M
Cap. Flow
+$580M
Cap. Flow %
30.65%
Top 10 Hldgs %
83.66%
Holding
267
New
66
Increased
54
Reduced
37
Closed
92

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$196M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$70.2M
3
ANTX
Anthem, Inc.
ANTX
+$37.2M
4
META icon
Meta Platforms (Facebook)
META
+$35.4M
5
AAPL icon
Apple
AAPL
+$34M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$433M
2
PRXL
Parexel International Corp
PRXL
+$17.6M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$17.2M
4
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$14.4M
5
NFLX icon
Netflix
NFLX
+$9.79M

Sector Composition

Rank Sector Weight
1 Technology 3.71%
2 Communication Services 3.03%
3 Financials 1.66%
4 Industrials 1.4%
5 Consumer Discretionary 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOGO icon
126
PUT
Gogo Inc
GOGO
$546M
$276K 0.01%
+101,800
New +$1.08M
HCAC.U
127
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
$259K 0.01%
25,000
-25,000
-50% -$259K
QCOM icon
128
Qualcomm
QCOM
$156B
$256K 0.01%
+4,000
New +$243K
TPGH.U
129
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$254K 0.01%
25,000
– –
SRUN
130
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
$247K 0.01%
25,300
-9,700
-28% -$96.9K
NRCG
131
DELISTED
NRC Group Holdings Corp.
NRCG
$245K 0.01%
25,000
– –
SRCLP
132
DELISTED
Stericycle, Inc
SRCLP
$223K 0.01%
4,219
-44,420
-91% -$2.41M
RDFN
133
CALL
DELISTED
Redfin
RDFN
$188K 0.01%
+4,100
New +$99.5K
HRG
134
DELISTED
HRG Group, Inc.
HRG
$178K 0.01%
+10,500
New +$170K
EACQ
135
DELISTED
Easterly Acquisition Corp
EACQ
$176K 0.01%
+17,400
New +$175K
IRBT
136
PUT
DELISTED
iRobot
IRBT
$175K 0.01%
+13,700
New +$987K
ROKU icon
137
PUT
Roku
ROKU
$21.5B
$143K 0.01%
+23,100
New +$796K
JWN
138
PUT
DELISTED
Nordstrom
JWN
$141K 0.01%
41,500
-13,500
-25% -$582K
DLTH icon
139
PUT
Duluth Holdings
DLTH
$156M
$131K 0.01%
+22,700
New +$420K
RDFN
140
DELISTED
Redfin
RDFN
$128K 0.01%
4,100
-82,900
-95% -$2.01M
BBBY
141
PUT
Bed Bath & Beyond
BBBY
$484M
$119K 0.01%
+29,016
New +$1.05M
GNC
142
PUT
DELISTED
GNC Holdings, Inc.
GNC
$113K 0.01%
10,000
– –
GME icon
143
PUT
GameStop
GME
$9.78B
$108K 0.01%
+137,600
New +$641K
CMCM
144
PUT
Cheetah Mobile
CMCM
$88.5M
$51K ﹤0.01%
4,880
-2,220
-31% -$113K
GNC
145
DELISTED
GNC Holdings, Inc.
GNC
$37K ﹤0.01%
10,000
– –
BBBY
146
CALL
Bed Bath & Beyond
BBBY
$484M
$35K ﹤0.01%
+29,016
New +$1.05M
FXE icon
147
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
$9K ﹤0.01%
56,000
-127,200
-69% -$14.4M
DDD icon
148
CALL
3D Systems Corp
DDD
$433M
$8K ﹤0.01%
+82,600
New +$850K
ROKU icon
149
CALL
Roku
ROKU
$21.5B
$6K ﹤0.01%
+23,100
New +$796K
KERX
150
CALL
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$6K ﹤0.01%
+153,400
New +$845K
4 5
6
7 8

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NP
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LBA
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ACM
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Mizuho Securities USA's Q4 2017 Portfolio in Review

As of Q4 2017, Mizuho Securities USA held 267 positions worth $1.89B, down 2.2% from $1.94B the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Mizuho Securities USA deployed $580M of net new capital in Q4 2017, opening 66 new positions and adding to 54 existing holdings. Its largest new stake was Anthem, Inc.: 685,150 shares worth $38.2M.

By sector, the portfolio is most concentrated in Technology at 3.7% of assets, up from 2.2% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $433M trimmed.

  • Mizuho Securities USA's largest Q4 2017 buy was Anthem, Inc.: 685,150 shares worth $38.2M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $196M increase.
  • Mizuho Securities USA's biggest Q4 2017 reduction was Invesco QQQ Trust, cutting an estimated $433M.
  • Mizuho Securities USA fully exited Parexel International Corp in Q4 2017, selling an estimated $17.6M.
  • Mizuho Securities USA's ten largest holdings make up 84% of its $1.89B portfolio in Q4 2017.
  • Mizuho Securities USA opened 66 new positions and closed 92 in Q4 2017.
  • Mizuho Securities USA's portfolio value fell 2.2% quarter-over-quarter to $1.89B.

Based on Mizuho Securities USA's 13F filing for Q4 2017, filed 24 Jan 2018.