Mizuho Securities USA’s Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h HCAC.U Stock Holding History

Mizuho Securities USA’s Portfolio HCAC.U Stock Details HCAC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-25,000	Closed	-$259K	–	221
2017 Q4	$259K	Sell	25,000 -25,000	-50%	-$259K	0.01%	146
2017 Q3	$517K	Hold	50,000	–	–	0.03%	143
2017 Q2	$503K	Buy	+50,000	New	+$503K	0.03%	112

Other funds holding HCAC.U

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

JGC

J. Goldman & Co New York $3.44B AUM 33.8% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

Cowen Inc New York $1.39B AUM 60.14% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Mizuho Securities USA's HCAC.U Position: Q1 2018 in Review

Mizuho Securities USA sold out of Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h (HCAC.U) in Q1 2018, closing a stake of 25,000 shares — an estimated $259K sold.

Mizuho Securities USA first reported a position in HCAC.U in Q2 2017 and held it in 3 quarters. The position peaked at $517K in Q3 2017. 18 funds tracked by Wall St. Rank hold HCAC.U as of Q1 2018.

Mizuho Securities USA reported no remaining Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h position as of Q1 2018 after selling out during the quarter.
Mizuho Securities USA sold 25,000 Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h shares in Q1 2018, an estimated $259K.
Mizuho Securities USA first reported a position in Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h in Q2 2017 and held it in 3 quarters.
Mizuho Securities USA's Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h position peaked at $517K in Q3 2017.
18 funds tracked by Wall St. Rank held Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h as of Q1 2018.

Based on Mizuho Securities USA's 13F filing for Q1 2018, filed 1 May 2018.