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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.73%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.32B
AUM Growth
+$340M
Cap. Flow
+$272M
Cap. Flow %
20.7%
Top 10 Hldgs %
76.58%
Holding
269
New
88
Increased
33
Reduced
20
Closed
122

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$245M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$30.4M
4
IYR icon
iShares US Real Estate ETF
IYR
+$30M
5
CCI icon
Crown Castle
CCI
+$19.4M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$34.5M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$24.3M
3
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$16.8M
4
JNJ icon
Johnson & Johnson
JNJ
+$15.1M
5
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$14.3M

Sector Composition

Rank Sector Weight
1 Healthcare 7.21%
2 Technology 3.3%
3 Consumer Discretionary 3.05%
4 Financials 2.09%
5 Real Estate 2.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHC icon
101
PUT
VirnetX Holding Corp
VHC
$56.8M
$350K 0.03%
+4,925
New +$335K
IYR icon
102
CALL
iShares US Real Estate ETF
IYR
$4.67B
$331K 0.03%
+368,200
New +$30M
PI icon
103
Impinj
PI
$5.12B
$315K 0.02%
12,700
-181,300
-93% -$4M
EXPE icon
104
Expedia Group
EXPE
$37.5B
$300K 0.02%
+2,300
New +$299K
RDFN
105
PUT
DELISTED
Redfin
RDFN
$297K 0.02%
+56,500
New +$1.2M
IONS icon
106
Ionis Pharmaceuticals
IONS
$9.15B
$279K 0.02%
5,400
-900
-14% -$42.3K
DSU icon
107
BlackRock Debt Strategies Fund
DSU
$593M
$278K 0.02%
+25,000
New +$281K
TELL
108
DELISTED
Tellurian Inc.
TELL
$227K 0.02%
+25,279
New +$208K
FRA icon
109
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$207K 0.02%
15,000
– –
ASXC
110
PUT
DELISTED
Asensus Surgical, Inc.
ASXC
$157K 0.01%
13,315
+2,546
+24% +$172K
SCACW
111
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$142K 0.01%
+129,200
New +$164K
TIBRW
112
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$32K ﹤0.01%
+54,900
New +$32.9K
PDD icon
113
PUT
Pinduoduo
PDD
$130B
$25K ﹤0.01%
+20,100
New +$434K
KBLMR
114
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$23K ﹤0.01%
50,000
– –
MMDMW
115
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$22K ﹤0.01%
+39,455
New +$25.4K
ROKU icon
116
PUT
Roku
ROKU
$21.9B
$18K ﹤0.01%
40,800
– –
MMDMR
117
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$11K ﹤0.01%
26,120
– –
PI icon
118
PUT
Impinj
PI
$5.12B
$6K ﹤0.01%
17,200
-176,800
-91% -$3.9M
SNAP icon
119
CALL
Snap
SNAP
$9.74B
$4K ﹤0.01%
341,600
+173,800
+104% +$2.02M
CRON
120
CALL
Cronos Group
CRON
$1.05B
$2K ﹤0.01%
+70,600
New +$600K
AAPL icon
121
Apple
AAPL
$4.52T
– –
-145,600
Closed -$6.74M
ABT icon
122
Abbott
ABT
$182B
– –
-146,700
Closed -$8.95M
ADM icon
123
Archer Daniels Midland
ADM
$38.5B
– –
-171,600
Closed -$7.86M
AMZN icon
124
Amazon
AMZN
$2.99T
– –
-406,000
Closed -$34.5M
AMZN icon
125
PUT
Amazon
AMZN
$2.99T
– –
-406,000
Closed -$309
3 4
5
6 7

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Mizuho Securities USA's Q3 2018 Portfolio in Review

As of Q3 2018, Mizuho Securities USA held 269 positions worth $1.32B, up 35% from $977M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Mizuho Securities USA deployed $272M of net new capital in Q3 2018, opening 88 new positions and adding to 33 existing holdings. Its largest new stake was iShares US Real Estate ETF: 368,200 shares worth $29.5M.

By sector, the portfolio is most concentrated in Healthcare at 7.2% of assets, up from 5.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was HighPeak Energy, an estimated $5.39M trimmed.

  • Mizuho Securities USA's largest Q3 2018 buy was iShares US Real Estate ETF: 368,200 shares worth $29.5M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $245M increase.
  • Mizuho Securities USA's biggest Q3 2018 reduction was HighPeak Energy, cutting an estimated $5.39M.
  • Mizuho Securities USA fully exited Amazon in Q3 2018, selling an estimated $34.5M.
  • Mizuho Securities USA's ten largest holdings make up 77% of its $1.32B portfolio in Q3 2018.
  • Mizuho Securities USA opened 88 new positions and closed 122 in Q3 2018.
  • Mizuho Securities USA's portfolio value rose 35% quarter-over-quarter to $1.32B.

Based on Mizuho Securities USA's 13F filing for Q3 2018, filed 18 Oct 2018.