We are live on
!
Find out more
MSU
Mizuho Securities USA Portfolio holdings
AUM
$6.2B
1-Year Est. Return
35.46%
This Fund
S&P 500
This Quarter
Est. Return
-3.07%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$385M
AUM Growth
-$454M
(-54%)
Cap. Flow
-$235M
Cap. Flow
% of AUM
-61.12%
Top 10 Holdings %
Top 10 Hldgs %
70.71%
Holding
228
New
41
Increased
34
Reduced
31
Closed
107
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$97.1M |
| 2 |
Apple
AAPL
|
+$32.4M |
| 3 |
Johnson & Johnson
JNJ
|
+$25.3M |
| 4 |
Bank of America
BAC
|
+$6.73M |
| 5 |
H&R Block
HRB
|
+$4.23M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$244M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$74M |
| 3 |
Wells Fargo
WFC
|
+$53.4M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$49.8M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$18.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.82% |
| 2 | Healthcare | 7.17% |
| 3 | Materials | 3.19% |
| 4 | Consumer Staples | 2.58% |
| 5 | Consumer Discretionary | 2.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
CALL
GoPro
GPRO
$131M
| $18K | ﹤0.01% |
+123,700
| New | +$6.09M |
|
102
CALL
Wolfspeed
WOLF
$1.27B
| $16K | ﹤0.01% |
+98,300
| New | +$2.51M |
|
|
FIT
103
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $11K | ﹤0.01% |
+50,400
| New | +$2.06M |
|
|
UPL
104
CALL
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $5K | ﹤0.01% |
+57,800
| New | +$457K |
|
105
CALL
OneSpan
OSPN
$588M
| $4K | ﹤0.01% |
+41,000
| New | +$842K |
|
106
Adobe
ADBE
$99.9B
| – | – |
-141,944
| Closed | -$11.5M |
|
107
Applied Materials
AMAT
$411B
| – | – |
-103,671
| Closed | -$1.99M |
|
|
108
PUT
Applied Materials
AMAT
$411B
| – | – |
-103,671
| Closed | -$1.08M |
|
109
CALL
Ambarella
AMBA
$3.63B
| – | – |
-900
| Closed | -$5K |
|
110
Amgen
AMGN
$204B
| – | – |
-2,271
| Closed | -$349K |
|
111
Ameriprise Financial
AMP
$48.8B
| – | – |
-25,100
| Closed | -$3.14M |
|
112
Amazon
AMZN
$3.06T
| – | – |
-26,840
| Closed | -$583K |
|
113
Air Products & Chemicals
APD
$65.2B
| – | – |
-39,781
| Closed | -$5.04M |
|
114
American Express
AXP
$233B
| – | – |
-13,358
| Closed | -$1.04M |
|
115
Boeing
BA
$185B
| – | – |
-13,358
| Closed | -$1.85M |
|
116
Biogen
BIIB
$29.8B
| – | – |
-739
| Closed | -$299K |
|
117
Cardinal Health
CAH
$55.2B
| – | – |
-39,300
| Closed | -$3.29M |
|
118
Caterpillar
CAT
$382B
| – | – |
-13,358
| Closed | -$1.13M |
|
119
Clean Energy Fuels
CLNE
$410M
| – | – |
-58,100
| Closed | -$327K |
|
|
120
PUT
Clean Energy Fuels
CLNE
$410M
| – | – |
-58,100
| Closed | -$492K |
|
121
Comcast
CMCSA
$87.2B
| – | – |
-12,554
| Closed | -$377K |
|
122
Cisco
CSCO
$457B
| – | – |
-28,415
| Closed | -$780K |
|
123
Community Health Systems
CYH
$412M
| – | – |
-41,628
| Closed | -$2.17M |
|
|
CYBR
124
DELISTED
CyberArk
CYBR
| – | – |
-15,900
| Closed | -$999K |
|
|
CYBR
125
PUT
DELISTED
CyberArk
CYBR
| – | – |
-15,900
| Closed | -$276K |
|
Similar funds
B
WIA
NP
LBA
EIP
ACM
AWA
CA
Mizuho Securities USA's Q3 2015 Portfolio in Review
As of Q3 2015, Mizuho Securities USA held 228 positions worth $385M, down 54% from $839M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Mizuho Securities USA withdrew a net $235M in Q3 2015, closing 107 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $244M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6% a quarter earlier, followed by Healthcare and Materials.
Against the trend, Mizuho Securities USA opened a new position in Bank of America worth $6.23M.
- Mizuho Securities USA's largest Q3 2015 buy was Bank of America: 400,000 shares worth $6.23M.
- Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $97.1M increase.
- Mizuho Securities USA's biggest Q3 2015 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $18.2M.
- Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2015, selling an estimated $244M.
- Mizuho Securities USA's ten largest holdings make up 71% of its $385M portfolio in Q3 2015.
- Mizuho Securities USA opened 41 new positions and closed 107 in Q3 2015.
- Mizuho Securities USA's portfolio value fell 54% quarter-over-quarter to $385M.
Based on Mizuho Securities USA's 13F filing for Q3 2015, filed 20 Oct 2015.