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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.72%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$2.02B
AUM Growth
+$338M
Cap. Flow
+$441M
Cap. Flow %
21.79%
Top 10 Hldgs %
78.98%
Holding
225
New
89
Increased
36
Reduced
35
Closed
63

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$230M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$67.3M
3
ID
PARTS iD, Inc.
ID
+$14.1M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$13.7M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.1M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$114M
2
MRK icon
Merck
MRK
+$18.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$14.8M
4
BROG
Brooge Energy
BROG
+$14.6M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 2.98%
2 Industrials 2.53%
3 Communication Services 2.45%
4 Consumer Discretionary 2.14%
5 Technology 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
76
Charter Communications
CHTR
$17.9B
$1.02M 0.05%
+2,100
New +$966K
V icon
77
Visa
V
$691B
$990K 0.05%
+5,270
New +$949K
QTWO icon
78
Q2 Holdings
QTWO
$3.97B
$973K 0.05%
12,000
+4,500
+60% +$346K
MMM icon
79
3M
MMM
$92.9B
$930K 0.05%
6,303
-514
-8% -$72K
GNOG
80
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$840K 0.04%
85,033
+12,825
+18% +$126K
MSFT icon
81
Microsoft
MSFT
$3.67T
$831K 0.04%
5,270
-30,630
-85% -$4.5M
SFTW.U
82
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$810K 0.04%
+79,600
New +$799K
RTX icon
83
RTX Corp
RTX
$293B
$789K 0.04%
+8,374
New +$760K
CAT icon
84
Caterpillar
CAT
$409B
$778K 0.04%
+5,270
New +$735K
XLU icon
85
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$775K 0.04%
+24,000
New +$762K
JNJ icon
86
Johnson & Johnson
JNJ
$612B
$769K 0.04%
5,270
-13,330
-72% -$1.81M
DIS icon
87
Walt Disney
DIS
$171B
$762K 0.04%
+5,270
New +$736K
LOTZ
88
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$759K 0.04%
+76,000
New +$753K
JPM icon
89
JPMorgan Chase
JPM
$957B
$735K 0.04%
5,270
-9,030
-63% -$1.16M
TRV icon
90
Travelers Companies
TRV
$78.7B
$722K 0.04%
+5,270
New +$717K
VLDR
91
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$715K 0.04%
+70,174
New +$709K
IBM icon
92
IBM
IBM
$219B
$706K 0.03%
+5,512
New +$716K
PANW icon
93
Palo Alto Networks
PANW
$293B
$694K 0.03%
+18,000
New +$681K
PG icon
94
Procter & Gamble
PG
$343B
$658K 0.03%
5,270
-3,630
-41% -$444K
AXP icon
95
American Express
AXP
$235B
$656K 0.03%
+5,270
New +$630K
WMT icon
96
Walmart Inc
WMT
$879B
$626K 0.03%
+15,810
New +$628K
ALTG icon
97
Alta Equipment Group
ALTG
$243M
$619K 0.03%
61,800
-13,200
-18% -$132K
PAYA
98
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$554K 0.03%
54,792
-36,970
-40% -$372K
SHPW
99
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$549K 0.03%
+7,001
New +$546K
NKE icon
100
Nike
NKE
$62B
$534K 0.03%
+5,270
New +$497K
2 3
4
5 6

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Mizuho Securities USA's Q4 2019 Portfolio in Review

As of Q4 2019, Mizuho Securities USA held 225 positions worth $2.02B, up 20% from $1.68B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA deployed $441M of net new capital in Q4 2019, opening 89 new positions and adding to 36 existing holdings. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 226,000 shares worth $14.2M.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $114M trimmed.

  • Mizuho Securities USA's largest Q4 2019 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 226,000 shares worth $14.2M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $230M increase.
  • Mizuho Securities USA's biggest Q4 2019 reduction was Invesco QQQ Trust, cutting an estimated $114M.
  • Mizuho Securities USA fully exited Dominion Energy, Inc. 2019 Series A Corporate Units in Q4 2019, selling an estimated $14.8M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $2.02B portfolio in Q4 2019.
  • Mizuho Securities USA opened 89 new positions and closed 63 in Q4 2019.
  • Mizuho Securities USA's portfolio value rose 20% quarter-over-quarter to $2.02B.

Based on Mizuho Securities USA's 13F filing for Q4 2019, filed 30 Jan 2020.