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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-6.85%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$750M
AUM Growth
-$566M
Cap. Flow
-$463M
Cap. Flow %
-61.76%
Top 10 Hldgs %
62.82%
Holding
200
New
53
Increased
41
Reduced
17
Closed
85

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$16.1M
2
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$10.8M
3
KXIN icon
Kaixin Holdings
KXIN
+$8.15M
4
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$6.57M
5
RPAY icon
Repay Holdings
RPAY
+$5.68M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$217M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$198M
3
ADVM
Adverum Biotechnologies
ADVM
+$60.5M
4
IYR icon
iShares US Real Estate ETF
IYR
+$29.5M
5
CCI icon
Crown Castle
CCI
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 5.18%
3 Communication Services 4.83%
4 Healthcare 3.6%
5 Financials 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
76
BHP
BHP
$222B
$290K 0.04%
+6,726
New +$282K
SCAC
77
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
$270K 0.04%
+26,800
New +$271K
HYAC
78
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
$247K 0.03%
+24,670
New +$247K
SOGO
79
PUT
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
$246K 0.03%
25,200
-174,500
-87% -$1.06M
VHC icon
80
VirnetX Holding Corp
VHC
$57.4M
$236K 0.03%
4,925
– –
CCI.PRA
81
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$208K 0.03%
200
-5,500
-96% -$5.79M
TELL
82
DELISTED
Tellurian Inc.
TELL
$149K 0.02%
21,369
-3,910
-15% -$30.2K
SOGO
83
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
$132K 0.02%
25,200
-174,500
-87% -$1.06M
KBLMR
84
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$20K ﹤0.01%
50,000
– –
SCACW
85
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$16K ﹤0.01%
27,500
-101,700
-79% -$82.4K
MMDMR
86
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$8K ﹤0.01%
30,000
+3,880
+15% +$1.15K
MMDMW
87
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$6K ﹤0.01%
32,155
-7,300
-19% -$2.83K
SIRI icon
88
CALL
SiriusXM
SIRI
$10.4B
$2K ﹤0.01%
+8,640
New +$525K
ADVM
89
DELISTED
Adverum Biotechnologies
ADVM
– –
-1,000
Closed -$60.5M
BBCP icon
90
Concrete Pumping Holdings
BBCP
$498M
– –
-105,200
Closed -$1.07M
BKNG icon
91
Booking.com
BKNG
$151B
– –
-34,750
Closed -$2.76M
CCI icon
92
Crown Castle
CCI
$34B
– –
-174,600
Closed -$19.4M
CNP icon
93
CenterPoint Energy
CNP
$27.5B
– –
-39,069
Closed -$1.08M
CRON
94
CALL
Cronos Group
CRON
$1.05B
– –
-70,600
Closed -$2K
CTRA
95
DELISTED
Coterra Energy
CTRA
– –
-50,000
Closed -$1.13M
DBX icon
96
Dropbox
DBX
$8B
– –
-77,300
Closed -$2.07M
DBX icon
97
PUT
Dropbox
DBX
$8B
– –
-77,300
Closed -$1.02M
DOCU
98
PUT
DocuSign
DOCU
$10.9B
– –
-25,200
Closed -$400K
DSU icon
99
BlackRock Debt Strategies Fund
DSU
$596M
– –
-25,000
Closed -$278K
FAST icon
100
Fastenal
FAST
$56.9B
– –
-228,800
Closed -$3.32M
2 3
4
5 6

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Mizuho Securities USA's Q4 2018 Portfolio in Review

As of Q4 2018, Mizuho Securities USA held 200 positions worth $750M, down 43% from $1.32B the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Mizuho Securities USA withdrew a net $463M in Q4 2018, closing 85 positions and reducing 17 holdings. Its most notable exit was Adverum Biotechnologies, an estimated $60.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 3.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Mizuho Securities USA opened a new position in Alphabet (Google) Class A worth $15.6M.

  • Mizuho Securities USA's largest Q4 2018 buy was Alphabet (Google) Class A: 298,000 shares worth $15.6M.
  • Mizuho Securities USA added most to Kaixin Holdings in Q4 2018, an estimated $8.15M increase.
  • Mizuho Securities USA's biggest Q4 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $217M.
  • Mizuho Securities USA fully exited Adverum Biotechnologies in Q4 2018, selling an estimated $60.5M.
  • Mizuho Securities USA's ten largest holdings make up 63% of its $750M portfolio in Q4 2018.
  • Mizuho Securities USA opened 53 new positions and closed 85 in Q4 2018.
  • Mizuho Securities USA's portfolio value fell 43% quarter-over-quarter to $750M.

Based on Mizuho Securities USA's 13F filing for Q4 2018, filed 4 Feb 2019.