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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.73%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.32B
AUM Growth
+$340M
Cap. Flow
+$272M
Cap. Flow %
20.7%
Top 10 Hldgs %
76.58%
Holding
269
New
88
Increased
33
Reduced
20
Closed
122

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$245M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.1M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$30.4M
4
IYR icon
iShares US Real Estate ETF
IYR
+$30M
5
CCI icon
Crown Castle
CCI
+$19.4M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$34.5M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$24.3M
3
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$16.8M
4
JNJ icon
Johnson & Johnson
JNJ
+$15.1M
5
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$14.3M

Sector Composition

Rank Sector Weight
1 Healthcare 7.21%
2 Technology 3.3%
3 Consumer Discretionary 3.05%
4 Financials 2.09%
5 Real Estate 2.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASXC
76
DELISTED
Asensus Surgical, Inc.
ASXC
$1M 0.08%
13,315
+2,546
+24% +$172K
DM
77
DELISTED
Dominion Energy Midstream Ptr LP
DM
$996K 0.08%
+55,668
New +$892K
NTNX icon
78
Nutanix
NTNX
$16.6B
$970K 0.07%
+22,700
New +$1.2M
MDRX
79
DELISTED
Veradigm Inc. Common Stock
MDRX
$970K 0.07%
+68,076
New +$925K
HCCH
80
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$954K 0.07%
+100,400
New +$966K
ZUO
81
DELISTED
Zuora, Inc.
ZUO
$927K 0.07%
+40,100
New +$1.07M
FCE.A
82
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$878K 0.07%
35,000
-14,779
-30% -$360K
HTT
83
High Templar Tech Ltd
HTT
$393M
$822K 0.06%
+157,800
New +$1.08M
CRON
84
Cronos Group
CRON
$1.05B
$785K 0.06%
+70,600
New +$600K
WIX icon
85
WIX.com
WIX
$2.79B
$754K 0.06%
+6,300
New +$674K
DO
86
PUT
DELISTED
Diamond Offshore Drilling
DO
$705K 0.05%
83,000
-4,200
-5% -$77.2K
WPX
87
DELISTED
WPX Energy, Inc.
WPX
$605K 0.05%
+30,068
New +$557K
ZUO
88
PUT
DELISTED
Zuora, Inc.
ZUO
$604K 0.05%
+40,100
New +$1.07M
ICPT
89
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$600K 0.05%
+4,750
New +$503K
SUPN icon
90
Supernus Pharmaceuticals
SUPN
$2.51B
$584K 0.04%
+11,600
New +$573K
TRQ
91
DELISTED
Turquoise Hill Resources Ltd
TRQ
$530K 0.04%
+25,000
New +$625K
HZNP
92
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$529K 0.04%
+27,000
New +$513K
PDD icon
93
Pinduoduo
PDD
$130B
$528K 0.04%
+20,100
New +$434K
JD icon
94
JD.com
JD
$44.5B
$522K 0.04%
+20,000
New +$655K
CLNN icon
95
Clene
CLNN
$67.5M
$485K 0.04%
+2,500
New +$484K
AFT
96
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$479K 0.04%
30,000
+16,009
+114% +$258K
VHC icon
97
VirnetX Holding Corp
VHC
$56.8M
$458K 0.03%
+4,925
New +$335K
GWRE icon
98
Guidewire Software
GWRE
$13.3B
$434K 0.03%
+4,300
New +$413K
DOCU
99
PUT
DocuSign
DOCU
$11B
$400K 0.03%
+25,200
New +$1.43M
MDB icon
100
MongoDB
MDB
$30.6B
$359K 0.03%
+4,400
New +$293K
2 3
4
5 6

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NP
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LBA
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EIP
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ACM
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CA
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Mizuho Securities USA's Q3 2018 Portfolio in Review

As of Q3 2018, Mizuho Securities USA held 269 positions worth $1.32B, up 35% from $977M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Mizuho Securities USA deployed $272M of net new capital in Q3 2018, opening 88 new positions and adding to 33 existing holdings. Its largest new stake was iShares US Real Estate ETF: 368,200 shares worth $29.5M.

By sector, the portfolio is most concentrated in Healthcare at 7.2% of assets, up from 5.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was HighPeak Energy, an estimated $5.39M trimmed.

  • Mizuho Securities USA's largest Q3 2018 buy was iShares US Real Estate ETF: 368,200 shares worth $29.5M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $245M increase.
  • Mizuho Securities USA's biggest Q3 2018 reduction was HighPeak Energy, cutting an estimated $5.39M.
  • Mizuho Securities USA fully exited Amazon in Q3 2018, selling an estimated $34.5M.
  • Mizuho Securities USA's ten largest holdings make up 77% of its $1.32B portfolio in Q3 2018.
  • Mizuho Securities USA opened 88 new positions and closed 122 in Q3 2018.
  • Mizuho Securities USA's portfolio value rose 35% quarter-over-quarter to $1.32B.

Based on Mizuho Securities USA's 13F filing for Q3 2018, filed 18 Oct 2018.