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MSU
Mizuho Securities USA Portfolio holdings
AUM
$6.2B
1-Year Est. Return
35.46%
This Fund
S&P 500
This Quarter
Est. Return
+3.22%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$448M
AUM Growth
-$359M
(-44%)
Cap. Flow
-$356M
Cap. Flow
% of AUM
-79.51%
Top 10 Holdings %
Top 10 Hldgs %
74.64%
Holding
209
New
68
Increased
19
Reduced
31
Closed
91
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$97.9M |
| 2 |
Bank of America
BAC
|
+$13.5M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$11.1M |
| 4 |
Public Service Enterprise Group
PEG
|
+$7.25M |
| 5 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$5.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$108M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$91M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$38.4M |
| 4 |
Johnson & Johnson
JNJ
|
+$31.2M |
| 5 |
Apple
AAPL
|
+$28.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.11% |
| 2 | Financials | 3.21% |
| 3 | Energy | 3.14% |
| 4 | Utilities | 2.4% |
| 5 | Healthcare | 2.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ENDP
51
DELISTED
Endo International plc
ENDP
| $563K | 0.13% |
+20,000
| New | +$945K |
|
|
CONN
52
DELISTED
Conn's Inc.
CONN
| $559K | 0.12% |
+44,900
| New | +$710K |
|
53
Freeport-McMoran
FCX
$90B
| $554K | 0.12% |
+53,600
| New | +$377K |
|
|
SDRL
54
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
| $531K | 0.12% |
325
-329
| -50% | -$237K |
|
55
PUT
Opko Health
OPK
$985M
| $530K | 0.12% |
102,000
+35,300
| +53% | +$323K |
|
56
PUT
Box
BOX
$4.37B
| $520K | 0.12% |
+143,100
| New | +$1.62M |
|
|
FIT
57
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $509K | 0.11% |
33,600
-34,300
| -51% | -$545K |
|
|
NUAN
58
DELISTED
Nuance Communications, Inc.
NUAN
| $501K | 0.11% |
+30,954
| New | +$500K |
|
59
NextEra Energy
NEE
$181B
| $496K | 0.11% |
+16,780
| New | +$471K |
|
60
PUT
Rockwell Medical
RMTI
$28.4M
| $485K | 0.11% |
+576
| New | +$452K |
|
|
GAP
61
The Gap Inc
GAP
$7.23B
| $485K | 0.11% |
+16,500
| New | +$433K |
|
|
EXCU
62
DELISTED
Exelon Corporation
EXCU
| $482K | 0.11% |
+9,800
| New | +$437K |
|
|
ASRT
63
DELISTED
Assertio
ASRT
| $481K | 0.11% |
+575
| New | +$533K |
|
|
KNDI
64
Kandi Technologies Group
KNDI
$67.5M
| $477K | 0.11% |
+66,200
| New | +$514K |
|
|
65
Rockwell Medical
RMTI
$28.4M
| $476K | 0.11% |
+576
| New | +$452K |
|
66
Sony
SONY
$137B
| $449K | 0.1% |
+87,265
| New | +$400K |
|
67
Honda
HMC
$39.1B
| $437K | 0.1% |
+16,000
| New | +$439K |
|
68
Alaunos Therapeutics
TCRT
$4.59M
| $432K | 0.1% |
388
+318
| +454% | +$325K |
|
|
XYZ
69
Block Inc
XYZ
$48.4B
| $426K | 0.1% |
27,900
+6,600
| +31% | +$71.5K |
|
|
SCTY
70
PUT
DELISTED
SolarCity Corporation
SCTY
| $424K | 0.09% |
100
-12,700
| -99% | -$362K |
|
|
QUOT
71
DELISTED
Quotient Technology Inc
QUOT
| $366K | 0.08% |
+34,500
| New | +$262K |
|
72
CALL
3D Systems Corp
DDD
$431M
| $350K | 0.08% |
+121,600
| New | +$1.25M |
|
|
MBLY
73
DELISTED
Mobileye N.V.
MBLY
| $336K | 0.08% |
9,000
-95,900
| -91% | -$3.05M |
|
|
SDRL
74
DELISTED
Seadrill Limited Common Stock
SDRL
| $287K | 0.06% |
325
-329
| -50% | -$237K |
|
|
75
PUT
Alaunos Therapeutics
TCRT
$4.59M
| $274K | 0.06% |
388
+318
| +454% | +$325K |
|
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Mizuho Securities USA's Q1 2016 Portfolio in Review
As of Q1 2016, Mizuho Securities USA held 209 positions worth $448M, down 44% from $806M the previous quarter. Its ten largest holdings account for 75% of the portfolio.
Mizuho Securities USA withdrew a net $356M in Q1 2016, closing 91 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $108M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.1% of assets, down from 9.2% a quarter earlier, followed by Financials and Energy.
Against the trend, Mizuho Securities USA opened a new position in State Street SPDR S&P 500 ETF Trust worth $103M.
- Mizuho Securities USA's largest Q1 2016 buy was State Street SPDR S&P 500 ETF Trust: 501,728 shares worth $103M.
- Mizuho Securities USA added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $11.1M increase.
- Mizuho Securities USA's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $91M.
- Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2016, selling an estimated $108M.
- Mizuho Securities USA's ten largest holdings make up 75% of its $448M portfolio in Q1 2016.
- Mizuho Securities USA opened 68 new positions and closed 91 in Q1 2016.
- Mizuho Securities USA's portfolio value fell 44% quarter-over-quarter to $448M.
Based on Mizuho Securities USA's 13F filing for Q1 2016, filed 21 Apr 2016.