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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-4.97%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$675M
AUM Growth
-$1.35B
Cap. Flow
-$2.38B
Cap. Flow %
-353.08%
Top 10 Hldgs %
47.82%
Holding
203
New
41
Increased
37
Reduced
34
Closed
89

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$62.4M
2
PFE icon
Pfizer
PFE
+$18.3M
3
MRK icon
Merck
MRK
+$17.1M
4
HPK icon
HighPeak Energy
HPK
+$13.5M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$12.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.18B
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$70.9M
3
DMS
Digital Media Solutions, Inc.
DMS
+$12.2M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.7M
5
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
+$10.2M

Sector Composition

Rank Sector Weight
1 Financials 9.63%
2 Healthcare 8.83%
3 Industrials 5.5%
4 Energy 5.27%
5 Consumer Discretionary 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNAX
26
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$5.68M 0.84%
37,638
-5,529
-13% -$834K
CLNN icon
27
Clene
CLNN
$67.5M
$5.6M 0.83%
26,537
+3,179
+14% +$667K
BTCT icon
28
BTC Digital
BTCT
$7.72M
$5.27M 0.78%
847
+453
+115% +$3M
LOAC
29
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
$5.24M 0.78%
498,100
+121,124
+32% +$1.27M
AGBA
30
DELISTED
AGBA Acquisition Ltd
AGBA
$5.03M 0.75%
497,239
+207,237
+71% +$2.1M
MCOM
31
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
$4.91M 0.73%
67
+27
+68% +$2.01M
LIVK
32
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$4.86M 0.72%
+507,146
New +$4.94M
ADN
33
DELISTED
Advent Technologies
ADN
$4.6M 0.68%
15,137
+7,213
+91% +$2.2M
FRMM
34
Forum Markets
FRMM
$79.5M
$4.52M 0.67%
111
– –
XLP icon
35
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$4.38M 0.65%
+80,326
New +$4.88M
FSR
36
DELISTED
Fisker Inc.
FSR
$4.25M 0.63%
419,503
-127,167
-23% -$1.29M
UK icon
37
Ucommune International Ltd Class A Ordinary Shares
UK
$1.44M
$3.64M 0.54%
152
+75
+97% +$1.78M
RPLA
38
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$3.62M 0.54%
367,840
-558,760
-60% -$5.58M
AEVA
39
Aeva Technologies
AEVA
$1.82B
$3.56M 0.53%
+74,855
New +$3.61M
BFI
40
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$3.4M 0.5%
320,894
-856,106
-73% -$9.02M
GCMG icon
41
GCM Grosvenor
GCMG
$820M
$3.32M 0.49%
323,105
+271,755
+529% +$2.8M
HYMC icon
42
Hycroft Mining Holding Corp
HYMC
$2.47B
$3.17M 0.47%
+30,958
New +$3.19M
SHPW
43
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.15M 0.47%
40,825
+33,824
+483% +$2.66M
GNRSU
44
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
$3.09M 0.46%
+318,900
New +$3.14M
XLY icon
45
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$3.04M 0.45%
62,000
-164,000
-73% -$9.68M
MNTS icon
46
Momentus
MNTS
$92.7M
$2.98M 0.44%
+25
New +$3.07M
NEE.PRO
47
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$2.93M 0.43%
61,786
-70,360
-53% -$3.63M
LSEA
48
DELISTED
Landsea Homes
LSEA
$2.71M 0.4%
262,925
+31,200
+13% +$323K
DMS
49
DELISTED
Digital Media Solutions, Inc.
DMS
$2.66M 0.39%
17,277
-78,363
-82% -$12.2M
DIA icon
50
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$2.43M 0.36%
11,099
-267,009
-96% -$70.9M
1
2
3 4 5

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NP
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LBA
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ACM
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AWA
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Mizuho Securities USA's Q1 2020 Portfolio in Review

As of Q1 2020, Mizuho Securities USA held 203 positions worth $675M, down 67% from $2.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Mizuho Securities USA withdrew a net $2.38B in Q1 2020, closing 89 positions and reducing 34 holdings. Its most notable exit was Vivint Smart Home, Inc. Class A Common Stock, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 3% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mizuho Securities USA opened a new position in QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock worth $12.3M.

  • Mizuho Securities USA's largest Q1 2020 buy was QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock: 95,078 shares worth $12.3M.
  • Mizuho Securities USA added most to Invesco QQQ Trust in Q1 2020, an estimated $62.4M increase.
  • Mizuho Securities USA's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.18B.
  • Mizuho Securities USA fully exited Vivint Smart Home, Inc. Class A Common Stock in Q1 2020, selling an estimated $10.2M.
  • Mizuho Securities USA's ten largest holdings make up 48% of its $675M portfolio in Q1 2020.
  • Mizuho Securities USA opened 41 new positions and closed 89 in Q1 2020.
  • Mizuho Securities USA's portfolio value fell 67% quarter-over-quarter to $675M.

Based on Mizuho Securities USA's 13F filing for Q1 2020, filed 1 May 2020.