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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+1.08%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.68B
AUM Growth
-$471M
Cap. Flow
+$556M
Cap. Flow %
33%
Top 10 Hldgs %
78.53%
Holding
208
New
71
Increased
39
Reduced
26
Closed
72

Top Buys

Rank Stock Value
1
MRK icon
Merck
MRK
+$18.4M
2
HPK icon
HighPeak Energy
HPK
+$17M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.2M
4
LGHL
Lion Group Holding
LGHL
+$8.68M
5
CHR icon
Cheer Holding
CHR
+$8.32M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$405M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$122M
3
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
+$18.3M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$11.2M
5
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$9.35M

Sector Composition

Rank Sector Weight
1 Financials 3.54%
2 Healthcare 2.75%
3 Energy 2.69%
4 Communication Services 2.36%
5 Technology 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTEC icon
26
Greenland Technologies Holding
GTEC
$14.2M
$5.38M 0.32%
519,377
+14,377
+3% +$148K
MSFT icon
27
Microsoft
MSFT
$3.62T
$4.99M 0.3%
+35,900
New +$4.94M
TRIT
28
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$4.81M 0.29%
+490,000
New +$4.79M
KLR
29
DELISTED
Kaleyra, Inc.
KLR
$4.69M 0.28%
128,571
+56,817
+79% +$2.07M
LACQ
30
DELISTED
Leisure Acquisition Corp.
LACQ
$4.56M 0.27%
445,572
+167,637
+60% +$1.71M
ALGR
31
DELISTED
Allegro Merger Corp
ALGR
$4.47M 0.27%
440,126
+33,584
+8% +$339K
DHR icon
32
Danaher
DHR
$139B
$4.28M 0.25%
+33,389
New +$4.18M
RWGE
33
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$4.19M 0.25%
405,700
-55,274
-12% -$568K
LOAC
34
DELISTED
Longevity Acquisition Corporation Ordinary Shares
LOAC
$3.7M 0.22%
358,500
+48,777
+16% +$497K
XOM icon
35
ExxonMobil
XOM
$643B
$3.69M 0.22%
+52,300
New +$3.78M
CLVR
36
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$3.59M 0.21%
+11,927
New +$3.56M
GOOG icon
37
Alphabet (Google) Class C
GOOG
$4.56T
$3.54M 0.21%
+58,000
New +$3.43M
AAPL icon
38
Apple
AAPL
$4.46T
$3.45M 0.2%
+61,600
New +$3.22M
CLNN icon
39
Clene
CLNN
$66.3M
$3.28M 0.19%
15,940
+205
+1% +$42.1K
NRXP icon
40
NRX Pharmaceuticals
NRXP
$139M
$3.21M 0.19%
30,306
-33,421
-52% -$3.5M
TRGP icon
41
Targa Resources
TRGP
$56.8B
$3.14M 0.19%
+78,069
New +$2.98M
DDMX
42
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
$3.04M 0.18%
300,000
+210,450
+235% +$2.12M
BRMK
43
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$3.01M 0.18%
288,656
-526,344
-65% -$5.46M
LSEA
44
DELISTED
Landsea Homes
LSEA
$2.84M 0.17%
276,600
+257,220
+1,327% +$2.62M
EEFT icon
45
Euronet Worldwide
EEFT
$2.8B
$2.63M 0.16%
18,000
+3,500
+24% +$542K
ADN
46
DELISTED
Advent Technologies
ADN
$2.57M 0.15%
8,546
+846
+11% +$254K
MA icon
47
Mastercard
MA
$500B
$2.47M 0.15%
+9,100
New +$2.51M
ARKO icon
48
ARKO Corp
ARKO
$851M
$2.42M 0.14%
+244,028
New +$2.42M
JNJ icon
49
Johnson & Johnson
JNJ
$613B
$2.41M 0.14%
+18,600
New +$2.45M
CONE
50
DELISTED
CyrusOne Inc Common Stock
CONE
$2.37M 0.14%
+30,000
New +$2M
1
2
3 4 5

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Mizuho Securities USA's Q3 2019 Portfolio in Review

As of Q3 2019, Mizuho Securities USA held 208 positions worth $1.68B, down 22% from $2.16B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA deployed $556M of net new capital in Q3 2019, opening 71 new positions and adding to 39 existing holdings. Its largest new stake was Merck: 230,036 shares worth $18.5M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $405M trimmed.

  • Mizuho Securities USA's largest Q3 2019 buy was Merck: 230,036 shares worth $18.5M.
  • Mizuho Securities USA added most to HighPeak Energy in Q3 2019, an estimated $17M increase.
  • Mizuho Securities USA's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $405M.
  • Mizuho Securities USA fully exited Modern Media Acquisition Corp. Common Stock in Q3 2019, selling an estimated $18.3M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $1.68B portfolio in Q3 2019.
  • Mizuho Securities USA opened 71 new positions and closed 72 in Q3 2019.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.68B.

Based on Mizuho Securities USA's 13F filing for Q3 2019, filed 31 Oct 2019.