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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+7.09%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.21B
AUM Growth
-$360M
Cap. Flow
-$451M
Cap. Flow %
-37.22%
Top 10 Hldgs %
51.26%
Holding
154
New
13
Increased
94
Reduced
31
Closed
13

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$83.8M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$23.8M
3
AAPL icon
Apple
AAPL
+$16M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$9.96M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$410M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$117M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$78.9M
4
V icon
Visa
V
+$7.89M
5
IBM icon
IBM
IBM
+$7.06M

Sector Composition

Rank Sector Weight
1 Technology 19.47%
2 Communication Services 9.84%
3 Consumer Discretionary 7.8%
4 Healthcare 7.48%
5 Financials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
26
Caterpillar
CAT
$375B
$10.2M 0.84%
112,454
-39,133
-26% -$3.34M
TRV icon
27
Travelers Companies
TRV
$78.1B
$10.2M 0.84%
112,340
-39,123
-26% -$3.42M
HD icon
28
Home Depot
HD
$331B
$9.29M 0.77%
112,780
-39,134
-26% -$3.05M
PG icon
29
Procter & Gamble
PG
$336B
$9.23M 0.76%
113,332
-39,140
-26% -$3.19M
WMT icon
30
Walmart Inc
WMT
$885B
$8.88M 0.73%
338,604
-117,459
-26% -$3.03M
NKE icon
31
Nike
NKE
$61.9B
$8.85M 0.73%
225,002
-78,244
-26% -$3M
DIS icon
32
Walt Disney
DIS
$167B
$8.62M 0.71%
112,875
-39,136
-26% -$2.71M
EBAY icon
33
eBay
EBAY
$50.6B
$8.58M 0.71%
371,290
+106,095
+40% +$2.35M
UNH icon
34
UnitedHealth
UNH
$376B
$8.48M 0.7%
112,611
-39,125
-26% -$2.81M
CELG
35
DELISTED
Celgene Corp
CELG
$8.4M 0.69%
99,482
+28,536
+40% +$2.26M
BIIB icon
36
Biogen
BIIB
$30B
$7.97M 0.66%
28,474
+7,981
+39% +$2.06M
MDLZ icon
37
Mondelez International
MDLZ
$79.5B
$7.47M 0.62%
211,757
+58,154
+38% +$1.93M
DD
38
DELISTED
Du Pont De Nemours E I
DD
$7.31M 0.6%
118,544
-41,207
-26% -$2.38M
BKNG icon
39
Booking.com
BKNG
$149B
$7.21M 0.59%
154,950
+44,050
+40% +$1.96M
SBUX icon
40
Starbucks
SBUX
$120B
$7.13M 0.59%
181,960
+52,336
+40% +$2.07M
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$7.08M 0.58%
38,384
-2,315,297
-98% -$410M
ESRX
42
DELISTED
Express Scripts Holding Company
ESRX
$6.83M 0.56%
97,306
+27,070
+39% +$1.77M
JPM icon
43
JPMorgan Chase
JPM
$935B
$6.65M 0.55%
113,771
-39,131
-26% -$2.14M
TFCFA
44
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$6.31M 0.52%
179,291
+48,152
+37% +$1.62M
COST icon
45
Costco
COST
$422B
$6.28M 0.52%
52,733
+15,063
+40% +$1.8M
BIDU icon
46
Baidu
BIDU
$37.7B
$5.9M 0.49%
33,157
+9,577
+41% +$1.55M
TXN icon
47
Texas Instruments
TXN
$252B
$5.8M 0.48%
132,104
+37,117
+39% +$1.55M
MRK icon
48
Merck
MRK
$322B
$5.68M 0.47%
118,862
-41,007
-26% -$1.87M
VZ icon
49
Verizon
VZ
$195B
$5.57M 0.46%
113,393
-39,126
-26% -$1.92M
YHOO
50
DELISTED
Yahoo Inc
YHOO
$4.95M 0.41%
122,466
+34,479
+39% +$1.24M
1
2
3 4 5

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NP
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LBA
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ACM
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Mizuho Securities USA's Q4 2013 Portfolio in Review

As of Q4 2013, Mizuho Securities USA held 154 positions worth $1.21B, down 23% from $1.57B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Mizuho Securities USA withdrew a net $451M in Q4 2013, closing 13 positions and reducing 31 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $117M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in State Street SPDR S&P MIDCAP 400 ETF Trust worth $24.7M.

  • Mizuho Securities USA's largest Q4 2013 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 101,102 shares worth $24.7M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q4 2013, an estimated $83.8M increase.
  • Mizuho Securities USA's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $410M.
  • Mizuho Securities USA fully exited Invesco QQQ Trust in Q4 2013, selling an estimated $117M.
  • Mizuho Securities USA's ten largest holdings make up 51% of its $1.21B portfolio in Q4 2013.
  • Mizuho Securities USA opened 13 new positions and closed 13 in Q4 2013.
  • Mizuho Securities USA's portfolio value fell 23% quarter-over-quarter to $1.21B.

Based on Mizuho Securities USA's 13F filing for Q4 2013, filed 15 Jan 2014.