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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+1.33%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$775M
AUM Growth
-$241M
Cap. Flow
-$241M
Cap. Flow %
-31.12%
Top 10 Hldgs %
45.59%
Holding
306
New
54
Increased
22
Reduced
141
Closed
77

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$39.2M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$12.5M
3
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$6.43M
4
ADBE icon
Adobe
ADBE
+$5.51M
5
BIIB icon
Biogen
BIIB
+$5.28M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$67.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$47.8M
3
AAPL icon
Apple
AAPL
+$47.5M
4
V icon
Visa
V
+$24.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.6M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Consumer Discretionary 8.17%
3 Industrials 8.08%
4 Communication Services 8.06%
5 Healthcare 7.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHC icon
251
VirnetX Holding Corp
VHC
$63.9M
– –
-2,165
Closed -$238K
VHC icon
252
PUT
VirnetX Holding Corp
VHC
$63.9M
– –
-2,165
Closed -$553K
WHR icon
253
Whirlpool
WHR
$2.93B
– –
-33,800
Closed -$6.55M
VJET
254
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
– –
-8,140
Closed -$330K
VJET
255
PUT
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
– –
-8,140
Closed -$430K
GLUU
256
DELISTED
Glu Mobile Inc.
GLUU
– –
-150,000
Closed -$585K
GLUU
257
PUT
DELISTED
Glu Mobile Inc.
GLUU
– –
-150,000
Closed -$1.52M
JCP
258
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-383,200
Closed -$2.48M
JCP
259
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-384,700
Closed -$2.28M
JMEI
260
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
– –
-3,510
Closed -$478K
JMEI
261
PUT
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
– –
-3,560
Closed -$940K
ICON
262
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-1,330
Closed -$449K
SODA
263
DELISTED
SodaStream International Ltd
SODA
– –
-38,500
Closed -$775K
SODA
264
PUT
DELISTED
SodaStream International Ltd
SODA
– –
-38,500
Closed -$829K
YGE
265
DELISTED
Yingli Green Energy Holding Comp
YGE
– –
-12,010
Closed -$282K
YGE
266
PUT
DELISTED
Yingli Green Energy Holding Comp
YGE
– –
-12,010
Closed -$369K
MBLY
267
DELISTED
Mobileye N.V.
MBLY
– –
-2,000
Closed -$81K
MBLY
268
PUT
DELISTED
Mobileye N.V.
MBLY
– –
-22,600
Closed -$98K
RAI
269
DELISTED
Reynolds American Inc
RAI
– –
-243,000
Closed -$7.81M
INVN
270
DELISTED
Invensense Inc
INVN
– –
-112,500
Closed -$1.83M
INVN
271
PUT
DELISTED
Invensense Inc
INVN
– –
-253,900
Closed -$1.66M
NES
272
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-27,500
Closed -$153K
NES
273
PUT
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-27,500
Closed -$398K
GDP
274
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-3,700
Closed -$16K
GDP
275
PUT
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-141,400
Closed -$705K
8 9 10
11
12

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CA
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Mizuho Securities USA's Q1 2015 Portfolio in Review

As of Q1 2015, Mizuho Securities USA held 306 positions worth $775M, down 24% from $1.02B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Mizuho Securities USA withdrew a net $241M in Q1 2015, closing 77 positions and reducing 141 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $12.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Mizuho Securities USA opened a new position in TIME WARNER CABLE INC NEW COM STK worth $12.5M.

  • Mizuho Securities USA's largest Q1 2015 buy was TIME WARNER CABLE INC NEW COM STK: 83,500 shares worth $12.5M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q1 2015, an estimated $39.2M increase.
  • Mizuho Securities USA's biggest Q1 2015 reduction was Invesco QQQ Trust, cutting an estimated $67.8M.
  • Mizuho Securities USA fully exited State Street SPDR S&P 500 ETF Trust in Q1 2015, selling an estimated $12.6M.
  • Mizuho Securities USA's ten largest holdings make up 46% of its $775M portfolio in Q1 2015.
  • Mizuho Securities USA opened 54 new positions and closed 77 in Q1 2015.
  • Mizuho Securities USA's portfolio value fell 24% quarter-over-quarter to $775M.

Based on Mizuho Securities USA's 13F filing for Q1 2015, filed 28 Apr 2015.