MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+0.07%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.98B
AUM Growth
+$1.98B
Cap. Flow
-$105M
Cap. Flow %
-5.3%
Top 10 Hldgs %
27.77%
Holding
688
New
6
Increased
16
Reduced
8
Closed
110

Top Buys

1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$19.4M
2
SWH
Stanley Black & Decker, Inc.
SWH
$13.4M
3
AMG icon
Affiliated Managers Group
AMG
$9.36M
4
TGI
Triumph Group
TGI
$6.9M
5
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
$5.77M

Top Sells

1
ALLY.PRA
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
$19M
2
USCR
U S Concrete, Inc.
USCR
$16.1M
3
C.PRN icon
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$4.36M
4
CLV
CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A
CLV
$4.16M
5
NMZ icon
Nuveen Municipal High Income Opportunity Fund
NMZ
$3.57M

Sector Composition

1 Consumer Discretionary 3.73%
2 Energy 2.21%
3 Financials 1.51%
4 Materials 0.8%
5 Industrials 0.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UTX.PRA
1
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$54.5M 2.75% 816,687 -1,669 -0.2% -$111K
MLU
2
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$50.5M 2.54% 1,640,402 +187,398 +13% +$5.77M
SWU
3
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$44.5M 2.24% 350,740 -36 -0% -$4.57K
GM icon
4
General Motors
GM
$55.8B
$42.7M 2.15% 1,239,631 -9,590 -0.8% -$330K
F icon
5
Ford
F
$46.8B
$31.3M 1.58% 2,009,500 – –
MTCN
6
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$21.8M 1.1% 909,000 +809,000 +809% +$19.4M
GT.PRA
7
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$21M 1.06% 289,513 -409 -0.1% -$29.6K
C icon
8
Citigroup
C
$178B
$20.6M 1.04% 433,527 – –
SWH
9
DELISTED
Stanley Black & Decker, Inc.
SWH
$18.8M 0.95% 174,300 +124,300 +249% +$13.4M
OCR.PRB
10
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$16.3M 0.82% 221,980 – –
BAC.PRL icon
11
Bank of America Series L
BAC.PRL
$3.84B
$15.8M 0.8% 13,831 -45 -0.3% -$51.5K
WFC.PRL icon
12
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$15.7M 0.79% 13,412 -113 -0.8% -$133K
GG
13
DELISTED
Goldcorp Inc
GG
$14.5M 0.73% 592,000 -8,000 -1% -$196K
BHI
14
DELISTED
Baker Hughes
BHI
$13M 0.66% 200,500 – –
HAL icon
15
Halliburton
HAL
$19.4B
$11.2M 0.57% 190,818 – –
TDW icon
16
Tidewater
TDW
$2.98B
$9.95M 0.5% 204,550 – –
AMG icon
17
Affiliated Managers Group
AMG
$6.39B
$9.36M 0.47% +46,796 New +$9.36M
TGI
18
DELISTED
Triumph Group
TGI
$6.9M 0.35% +106,863 New +$6.9M
NQP icon
19
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$408M
$6.44M 0.32% 483,082 +325,083 +206% +$4.33M
NQU
20
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$6.29M 0.32% 473,190 +91,163 +24% +$1.21M
WELL.PRI
21
DELISTED
Welltower Inc.
WELL.PRI
$5.44M 0.27% 97,900 – –
NIO
22
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$4.99M 0.25% 362,850 +10,000 +3% +$138K
CAM
23
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$4.94M 0.25% 80,000 – –
USCR
24
DELISTED
U S Concrete, Inc.
USCR
$4.81M 0.24% 204,475 -683,513 -77% -$16.1M
CCI.PRA
25
DELISTED
Crown Castle International Corp.
CCI.PRA
$4.69M 0.24% 46,300 – –
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