MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
-0.57%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.95B
AUM Growth
+$1.95B
Cap. Flow
+$33.2M
Cap. Flow %
1.7%
Top 10 Hldgs %
26.15%
Holding
144
New
5
Increased
4
Reduced
22
Closed
4

Top Buys

1
AGN.PRA
Allergan plc.
AGN.PRA
$27.9M
2
GLD icon
SPDR Gold Trust
GLD
$19M
3
DAL icon
Delta Air Lines
DAL
$13.3M
4
SWNC
Southwestern Energy Company
SWNC
$10.8M
5
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$10.2M

Top Sells

1
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$27.3M
2
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$12.7M
3
HYMB icon
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$5.07M
4
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.67M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.95M

Sector Composition

1 Consumer Discretionary 2.61%
2 Industrials 0.68%
3 Energy 0.63%
4 Financials 0.41%
5 Materials 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$47.3M 2.42% 327,515 -2,613 -0.8% -$377K
UTX.PRA
2
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$36M 1.84% 627,463 -5,786 -0.9% -$332K
AGN.PRA
3
DELISTED
Allergan plc.
AGN.PRA
$27.9M 1.43% +26,730 New +$27.9M
F icon
4
Ford
F
$46.8B
$27.7M 1.42% 1,844,500 – –
AMT.PRA
5
DELISTED
American Tower Corporation
AMT.PRA
$27M 1.38% 266,639 -2,656 -1% -$269K
FCAM
6
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$25.9M 1.32% 204,973 +52,967 +35% +$6.68M
GM icon
7
General Motors
GM
$55.8B
$23.3M 1.19% 699,066 -37,385 -5% -$1.25M
TSNU
8
DELISTED
Tyson Foods, Inc.
TSNU
$21.6M 1.11% 419,561 +115,761 +38% +$5.96M
SWNC
9
DELISTED
Southwestern Energy Company
SWNC
$21.4M 1.1% 433,619 +218,619 +102% +$10.8M
CCI.PRA
10
DELISTED
Crown Castle International Corp.
CCI.PRA
$20.6M 1.06% 199,755 -600 -0.3% -$61.9K
SWH
11
DELISTED
Stanley Black & Decker, Inc.
SWH
$20.5M 1.05% 170,000 -500 -0.3% -$60.4K
GLD icon
12
SPDR Gold Trust
GLD
$107B
$19M 0.97% +169,400 New +$19M
WFC.PRL icon
13
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$13.7M 0.7% 11,673 -193 -2% -$227K
TMUSP
14
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.3M 0.68% 197,600 -500 -0.3% -$33.8K
DAL icon
15
Delta Air Lines
DAL
$40.3B
$13.3M 0.68% +323,913 New +$13.3M
BAC.PRL icon
16
Bank of America Series L
BAC.PRL
$3.84B
$13.1M 0.67% 11,745 -325 -3% -$361K
NEE.PRO
17
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$11.1M 0.57% 179,500 +164,009 +1,059% +$10.2M
NMO
18
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$10.7M 0.55% 828,004 – –
HAL icon
19
Halliburton
HAL
$19.4B
$8.04M 0.41% 186,718 -4,100 -2% -$177K
BAC icon
20
Bank of America
BAC
$376B
$8M 0.41% 469,774 – –
NQP icon
21
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$408M
$7.89M 0.4% 600,119 – –
AA.PRB
22
DELISTED
Alcoa Inc.
AA.PRB
$7.81M 0.4% 197,600 -600 -0.3% -$23.7K
NZF icon
23
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$7.81M 0.4% 584,300 – –
VKQ icon
24
Invesco Municipal Trust
VKQ
$506M
$7.44M 0.38% 618,596 – –
ANTX
25
DELISTED
Anthem, Inc.
ANTX
$6.95M 0.36% +131,800 New +$6.95M
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