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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$1.93B
AUM Growth
+$118M
Cap. Flow
-$1.29B
Cap. Flow %
-66.55%
Top 10 Hldgs %
28.41%
Holding
140
New
22
Increased
4
Reduced
17
Closed
5

Top Buys

Rank Stock Value
1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$36.7M
2
F icon
Ford
F
+$31.5M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$20.9M
4
SWH
Stanley Black & Decker, Inc.
SWH
+$19.5M
5
C icon
Citigroup
C
+$17.4M

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$18M
2
BAC icon
Bank of America
BAC
+$6.92M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$3.74M
4
TIBX
TIBCO SOFTWARE INC
TIBX
+$3.67M
5
ESV
Ensco Rowan plc
ESV
+$2.61M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.3%
2 Energy 1.59%
3 Financials 0.93%
4 Industrials 0.36%
5 Materials 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLU
1
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$49M 2.53%
1,589,983
-12,183
-0.8% -$382K
SWU
2
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$45M 2.33%
343,812
+277,076
+415% +$36.7M
GM icon
3
General Motors
GM
$71.7B
$36.4M 1.88%
1,140,154
-29,000
-2% -$1.01M
F icon
4
Ford
F
$56.9B
$27.3M 1.41%
+1,844,500
New +$31.5M
CCI.PRA
5
DELISTED
Crown Castle International Corp.
CCI.PRA
$21.5M 1.11%
+203,955
New +$20.9M
MTCN
6
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$19.2M 0.99%
907,200
– –
SWH
7
DELISTED
Stanley Black & Decker, Inc.
SWH
$19.1M 0.99%
+170,500
New +$19.5M
C icon
8
Citigroup
C
$223B
$18M 0.93%
+346,751
New +$17.4M
UTX.PRA
9
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$16.2M 0.84%
275,580
+182,323
+196% +$11.1M
BAC.PRL icon
10
Bank of America Series L
BAC.PRL
$3.95B
$15.6M 0.81%
13,641
-200
-1% -$232K
WFC.PRL icon
11
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$15.5M 0.8%
12,852
+8,198
+176% +$9.91M
TSNU
12
DELISTED
Tyson Foods, Inc.
TSNU
$15.3M 0.79%
+303,800
New +$15M
BHI
13
DELISTED
Baker Hughes
BHI
$13M 0.68%
200,500
– –
HAL icon
14
Halliburton
HAL
$27.7B
$12.3M 0.64%
+190,818
New +$13.1M
AA.PRB
15
DELISTED
Alcoa Inc
AA.PRB
$9.98M 0.52%
+200,000
New +$9.94M
TGI
16
DELISTED
Triumph Group
TGI
$6.95M 0.36%
+106,863
New +$7.15M
NQP
17
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$5.95M 0.31%
+436,516
New +$6M
MFL
18
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$5.93M 0.31%
426,305
-117,951
-22% -$1.62M
WELL.PRI
19
DELISTED
Welltower Inc.
WELL.PRI
$5.64M 0.29%
97,900
– –
CAM
20
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$5.31M 0.27%
80,000
– –
AMT.PRA
21
DELISTED
American Tower Corporation
AMT.PRA
$5.23M 0.27%
48,200
-100
-0.2% -$11K
VKI icon
22
Invesco Advantage Municipal Income Trust II
VKI
$404M
$5.19M 0.27%
456,083
-155,711
-25% -$1.75M
HYMB icon
23
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$5M 0.26%
176,000
– –
MCA
24
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.78M 0.25%
328,366
-16,486
-5% -$239K
NPP
25
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$4.53M 0.23%
312,561
-106,099
-25% -$1.53M
1
2 3

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Mackay Shields LLC's Q3 2014 Portfolio in Review

As of Q3 2014, Mackay Shields LLC held 140 positions worth $1.93B, up 6.5% from $1.81B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Mackay Shields LLC withdrew a net $1.29B in Q3 2014, closing 5 positions and reducing 17 holdings. Its most notable exit was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, an estimated $18M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.3% of assets, up from 2.3% a quarter earlier, followed by Energy and Financials.

Against the trend, Mackay Shields LLC opened a new position in Ford worth $27.3M.

  • Mackay Shields LLC's largest Q3 2014 buy was Ford: 1,844,500 shares worth $27.3M.
  • Mackay Shields LLC added most to STANLEY BLACK & DECKER INC CORP UNIT in Q3 2014, an estimated $36.7M increase.
  • Mackay Shields LLC's biggest Q3 2014 reduction was BlackRock MuniYield Quality Fund III, cutting an estimated $3.74M.
  • Mackay Shields LLC fully exited OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q3 2014, selling an estimated $18M.
  • Mackay Shields LLC's ten largest holdings make up 28% of its $1.93B portfolio in Q3 2014.
  • Mackay Shields LLC opened 22 new positions and closed 5 in Q3 2014.
  • Mackay Shields LLC's portfolio value rose 6.5% quarter-over-quarter to $1.93B.

Based on Mackay Shields LLC's 13F filing for Q3 2014, filed 24 Oct 2014.