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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$1.84B
AUM Growth
-$76.5M
Cap. Flow
-$1.47B
Cap. Flow %
-79.72%
Top 10 Hldgs %
26.32%
Holding
133
New
7
Increased
9
Reduced
20
Closed
18

Top Buys

Rank Stock Value
1
SWK icon
Stanley Black & Decker
SWK
+$10.1M
2
SWH
Stanley Black & Decker, Inc.
SWH
+$7.48M
3
EXPE icon
Expedia Group
EXPE
+$7.03M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.88M
5
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$2.14M

Top Sells

Rank Stock Value
1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$46.2M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$8.2M
3
AWAY
HOMEAWAY INC COM
AWAY
+$7.14M
4
ANTX
Anthem, Inc.
ANTX
+$6.38M
5
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$5.98M

Sector Composition

Rank Sector Weight
1 Industrials 2.64%
2 Consumer Discretionary 1.24%
3 Real Estate 0.79%
4 Energy 0.62%
5 Financials 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT.PRA
1
DELISTED
American Tower Corporation
AMT.PRA
$32.3M 1.75%
315,287
-6,383
-2% -$658K
SWH
2
DELISTED
Stanley Black & Decker, Inc.
SWH
$27.4M 1.49%
233,101
+63,101
+37% +$7.48M
CCI.PRA
3
DELISTED
Crown Castle International Corp.
CCI.PRA
$27.3M 1.48%
254,909
+547
+0.2% +$57.9K
AGN.PRA
4
DELISTED
Allergan plc
AGN.PRA
$27.2M 1.48%
26,420
-11
-0% -$11K
TSNU
5
DELISTED
Tyson Foods, Inc.
TSNU
$25.5M 1.38%
417,166
+717
+0.2% +$40K
FCAM
6
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$24.1M 1.31%
204,984
-313
-0.2% -$38.8K
DAL icon
7
Delta Air Lines
DAL
$55.7B
$20.3M 1.1%
399,518
– –
RTX icon
8
RTX Corp
RTX
$262B
$18.1M 0.98%
299,287
-38
-0% -$2.3K
GLD icon
9
SPDR Gold Trust
GLD
$132B
$17.2M 0.93%
169,400
– –
GM icon
10
General Motors
GM
$71.7B
$15.8M 0.86%
465,975
-133,091
-22% -$4.62M
HOT
11
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$14.6M 0.79%
210,170
+30,000
+17% +$2.14M
TMUSP
12
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.6M 0.74%
200,782
+3,182
+2% +$213K
BAC.PRL icon
13
Bank of America Series L
BAC.PRL
$3.95B
$11.4M 0.62%
10,430
-134
-1% -$148K
BAC icon
14
Bank of America
BAC
$430B
$11.2M 0.61%
666,299
– –
SWK icon
15
Stanley Black & Decker
SWK
$13.6B
$10.2M 0.56%
+95,802
New +$10.1M
NMO
16
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$8.31M 0.45%
602,595
-225,409
-27% -$3.01M
WFC.PRL icon
17
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$8.28M 0.45%
7,141
-3,689
-34% -$4.33M
SWNC
18
DELISTED
Southwestern Energy Company
SWNC
$7.89M 0.43%
421,454
-11,369
-3% -$288K
EXPE icon
19
Expedia Group
EXPE
$31.8B
$6.9M 0.37%
+55,519
New +$7.03M
AA.PRB
20
DELISTED
Alcoa Inc
AA.PRB
$6.82M 0.37%
203,178
+1,778
+0.9% +$57.8K
HAL icon
21
Halliburton
HAL
$27.7B
$6.36M 0.35%
186,718
– –
WELL.PRI
22
DELISTED
Welltower Inc.
WELL.PRI
$5.98M 0.32%
97,900
– –
NEE.PRQ
23
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$5.76M 0.31%
109,800
-157,100
-59% -$8.2M
NZF icon
24
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$5.62M 0.31%
391,532
-192,768
-33% -$2.66M
NQP
25
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$5.46M 0.3%
398,405
-201,714
-34% -$2.69M
1
2 3

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MASUI
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LMIM
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XL
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Mackay Shields LLC's Q4 2015 Portfolio in Review

As of Q4 2015, Mackay Shields LLC held 133 positions worth $1.84B, down 4% from $1.92B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Mackay Shields LLC withdrew a net $1.47B in Q4 2015, closing 18 positions and reducing 20 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $46.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 2.6% of assets, up from 1.8% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Mackay Shields LLC opened a new position in Stanley Black & Decker worth $10.2M.

  • Mackay Shields LLC's largest Q4 2015 buy was Stanley Black & Decker: 95,802 shares worth $10.2M.
  • Mackay Shields LLC added most to Stanley Black & Decker, Inc. in Q4 2015, an estimated $7.48M increase.
  • Mackay Shields LLC's biggest Q4 2015 reduction was NextEra Energy, Inc., cutting an estimated $8.2M.
  • Mackay Shields LLC fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2015, selling an estimated $46.2M.
  • Mackay Shields LLC's ten largest holdings make up 26% of its $1.84B portfolio in Q4 2015.
  • Mackay Shields LLC opened 7 new positions and closed 18 in Q4 2015.
  • Mackay Shields LLC's portfolio value fell 4% quarter-over-quarter to $1.84B.

Based on Mackay Shields LLC's 13F filing for Q4 2015, filed 19 Jan 2016.