MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
-0.53%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$2.1B
AUM Growth
+$2.1B
Cap. Flow
-$64.5M
Cap. Flow %
-3.08%
Top 10 Hldgs %
28.47%
Holding
129
New
9
Increased
8
Reduced
12
Closed
6

Top Buys

1
LEN icon
Lennar Class A
LEN
$13.8M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
$6.19M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$2.68M
4
GLD icon
SPDR Gold Trust
GLD
$2.15M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$1.31M

Top Sells

1
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$31M
2
SWH
Stanley Black & Decker, Inc.
SWH
$29M
3
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$12.9M
4
AA.PRB
Alcoa Inc.
AA.PRB
$6.72M
5
DAL icon
Delta Air Lines
DAL
$4.74M

Sector Composition

1 Consumer Discretionary 1.43%
2 Energy 1.11%
3 Industrials 0.99%
4 Financials 0.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMT.PRA
1
DELISTED
American Tower Corporation
AMT.PRA
$35.1M 1.67% 334,333 -3,409 -1% -$358K
AGN.PRA
2
DELISTED
Allergan plc.
AGN.PRA
$30.9M 1.48% 40,625 -540 -1% -$411K
TSNU
3
DELISTED
Tyson Foods, Inc.
TSNU
$27.7M 1.32% 406,976 -3,862 -0.9% -$263K
NEA icon
4
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$23.9M 1.14% 1,795,140 – –
GLD icon
5
SPDR Gold Trust
GLD
$107B
$20.7M 0.99% 189,000 +19,600 +12% +$2.15M
TMUSP
6
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$18.9M 0.9% 200,782 – –
NZF icon
7
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$18.9M 0.9% 1,335,931 – –
NVG icon
8
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$16.3M 0.78% 1,130,278 – –
PMO
9
Putnam Municipal Opportunities Trust
PMO
$278M
$15.4M 0.74% 1,290,858 +55,868 +5% +$668K
DAL icon
10
Delta Air Lines
DAL
$40.3B
$14.9M 0.71% 303,129 -96,389 -24% -$4.74M
BAC icon
11
Bank of America
BAC
$376B
$14.7M 0.7% 666,299 – –
BAC.PRL icon
12
Bank of America Series L
BAC.PRL
$3.84B
$14.3M 0.68% 12,314 +2,305 +23% +$2.68M
LEN icon
13
Lennar Class A
LEN
$34.5B
$13.8M 0.66% +320,908 New +$13.8M
MUI
14
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$11M 0.53% 800,000 – –
SWNC
15
DELISTED
Southwestern Energy Company
SWNC
$10.8M 0.51% 421,336 -4,614 -1% -$118K
HAL icon
16
Halliburton
HAL
$19.4B
$10.1M 0.48% 186,718 – –
GM icon
17
General Motors
GM
$55.8B
$8.95M 0.43% 256,982 -42,529 -14% -$1.48M
NRK icon
18
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$8.31M 0.4% 648,590 – –
WFC.PRL icon
19
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$7.96M 0.38% 6,689 -136 -2% -$162K
VMM
20
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$7.63M 0.36% 564,399 – –
NEE.PRQ
21
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$7.6M 0.36% 131,590 -763 -0.6% -$44.1K
NQP icon
22
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$408M
$7.36M 0.35% 563,000 – –
MAR icon
23
Marriott International Class A Common Stock
MAR
$72.7B
$7.29M 0.35% 88,136 – –
ENX
24
Eaton Vance New York Municipal Bond Fund
ENX
$170M
$6.96M 0.33% 565,589 +92,100 +19% +$1.13M
ARNC.PRB
25
DELISTED
Arconic Inc.
ARNC.PRB
$6.19M 0.3% +203,178 New +$6.19M
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