MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+0.17%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$2.36B
AUM Growth
+$2.36B
Cap. Flow
+$153M
Cap. Flow %
6.47%
Top 10 Hldgs %
25.38%
Holding
142
New
5
Increased
8
Reduced
8
Closed
8

Top Buys

1
AMT.PRB
American Tower Corporation
AMT.PRB
$47.9M
2
EHC icon
Encompass Health
EHC
$39.6M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$36.3M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$28.4M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18.6M

Top Sells

1
AMT.PRA
American Tower Corporation
AMT.PRA
$38.1M
2
REXX
Rex Energy Corporation
REXX
$4.39M
3
MUJ icon
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$1.19M
4
EVM
Eaton Vance California Municipal Bond Fund
EVM
$1.15M
5
MQT icon
BlackRock MuniYield Quality Fund II
MQT
$848K

Sector Composition

1 Energy 3.69%
2 Healthcare 1.68%
3 Consumer Discretionary 1.31%
4 Industrials 0.96%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SGY
1
DELISTED
Stone Energy
SGY
$72.1M 3.05% 3,920,351 -28,333 -0.7% -$521K
AMT.PRB
2
DELISTED
American Tower Corporation
AMT.PRB
$47.9M 2.03% +396,010 New +$47.9M
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$45M 1.91% 34,339 +27,712 +418% +$36.3M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$43.9M 1.86% 34,690 +22,454 +184% +$28.4M
EHC icon
5
Encompass Health
EHC
$12.3B
$39.6M 1.68% +819,017 New +$39.6M
AGN.PRA
6
DELISTED
Allergan plc.
AGN.PRA
$35.7M 1.51% 41,259 +328 +0.8% +$284K
AEO icon
7
American Eagle Outfitters
AEO
$2.24B
$30.9M 1.31% 2,560,914 +1,034,486 +68% +$12.5M
TSNU
8
DELISTED
Tyson Foods, Inc.
TSNU
$28.1M 1.19% 411,901 +5,941 +1% +$405K
NEA icon
9
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$24.6M 1.04% 1,795,140 – –
GLD icon
10
SPDR Gold Trust
GLD
$107B
$22.3M 0.94% 189,000 – –
NZF icon
11
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$19.9M 0.84% 1,335,931 – –
TMUSP
12
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$19.8M 0.84% 200,782 – –
BDXA
13
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18.6M 0.79% +339,796 New +$18.6M
SWP
14
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$17.7M 0.75% +163,124 New +$17.7M
NVG icon
15
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$17.1M 0.72% 1,130,278 – –
DAL icon
16
Delta Air Lines
DAL
$40.3B
$16.3M 0.69% 303,129 – –
BAC icon
17
Bank of America
BAC
$376B
$16.2M 0.68% 666,299 – –
PMO
18
Putnam Municipal Opportunities Trust
PMO
$278M
$15.4M 0.65% 1,234,990 -66,111 -5% -$826K
MUI
19
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$11.2M 0.48% 800,000 – –
NRK icon
20
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$8.5M 0.36% 648,590 – –
NEE.PRQ
21
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$8.45M 0.36% 131,590 – –
VMM
22
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$8.3M 0.35% 564,399 – –
HAL icon
23
Halliburton
HAL
$19.4B
$7.98M 0.34% 186,718 – –
NQP icon
24
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$408M
$7.53M 0.32% 563,000 – –
IAU icon
25
iShares Gold Trust
IAU
$50.6B
$7.5M 0.32% 627,900 – –
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