MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+1.62%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$2.74B
AUM Growth
+$2.74B
Cap. Flow
+$23.6M
Cap. Flow %
0.86%
Top 10 Hldgs %
28.05%
Holding
174
New
4
Increased
6
Reduced
9
Closed
3

Top Buys

1
XPO icon
XPO
XPO
$36.4M
2
TMUS icon
T-Mobile US
TMUS
$20.6M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$7.53M
4
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$5.85M
5
WELL.PRI
Welltower Inc.
WELL.PRI
$2.83M

Top Sells

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$20.1M
2
AEO icon
American Eagle Outfitters
AEO
$12.9M
3
TFX icon
Teleflex
TFX
$10M
4
ARNC.PRB
Arconic Inc.
ARNC.PRB
$7.9M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
$632K

Sector Composition

1 Energy 5.11%
2 Industrials 2.39%
3 Consumer Discretionary 1.29%
4 Communication Services 0.75%
5 Healthcare 0.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SGY
1
DELISTED
Stone Energy
SGY
$126M 4.61% 3,920,351 – –
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.84B
$50.9M 1.86% 38,581 -479 -1% -$632K
AMT.PRB
3
DELISTED
American Tower Corporation
AMT.PRB
$49.9M 1.82% 395,727 -2,437 -0.6% -$307K
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$44.5M 1.62% 33,942 -166 -0.5% -$217K
XPO icon
5
XPO
XPO
$15.3B
$37.4M 1.36% 407,902 +397,786 +3,932% +$36.4M
AEO icon
6
American Eagle Outfitters
AEO
$2.24B
$35.2M 1.29% 1,874,584 -686,330 -27% -$12.9M
BDXA
7
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$27.3M 1% 468,884 +129,088 +38% +$7.53M
SWP
8
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$25.9M 0.95% 210,810 +47,686 +29% +$5.85M
NEA icon
9
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$24.7M 0.9% 1,795,140 – –
AGN.PRA
10
DELISTED
Allergan plc.
AGN.PRA
$23.9M 0.87% 40,845 -551 -1% -$322K
GLD icon
11
SPDR Gold Trust
GLD
$107B
$23.4M 0.85% 189,000 – –
DAL icon
12
Delta Air Lines
DAL
$40.3B
$21.2M 0.78% 378,997 – –
TMUS icon
13
T-Mobile US
TMUS
$284B
$20.6M 0.75% +323,636 New +$20.6M
TFX icon
14
Teleflex
TFX
$5.59B
$20.5M 0.75% 82,214 -40,296 -33% -$10M
BAC icon
15
Bank of America
BAC
$376B
$19.7M 0.72% 666,299 – –
NZF icon
16
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$19.3M 0.7% 1,265,291 – –
CCI.PRA
17
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$17.9M 0.66% 15,886 +421 +3% +$475K
NVG icon
18
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$17.5M 0.64% 1,130,278 – –
PMO
19
Putnam Municipal Opportunities Trust
PMO
$278M
$15.3M 0.56% 1,234,990 – –
MUI
20
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$11.1M 0.41% 800,000 – –
WELL.PRI
21
DELISTED
Welltower Inc.
WELL.PRI
$9.91M 0.36% 164,800 +47,100 +40% +$2.83M
HAL icon
22
Halliburton
HAL
$19.4B
$9.13M 0.33% 186,718 – –
NEE.PRQ
23
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$8.91M 0.33% 127,390 -4,200 -3% -$294K
NRK icon
24
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$8.41M 0.31% 648,590 – –
IAU icon
25
iShares Gold Trust
IAU
$50.6B
$7.86M 0.29% 627,900 – –
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