MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+0.58%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.81B
AUM Growth
+$1.81B
Cap. Flow
-$251M
Cap. Flow %
-13.83%
Top 10 Hldgs %
30.92%
Holding
149
New
7
Increased
8
Reduced
8
Closed
24

Top Buys

1
BAC icon
Bank of America
BAC
$6.92M
2
AMT.PRA
American Tower Corporation
AMT.PRA
$5.14M
3
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$4.09M
4
HYMB icon
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.94M
5
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
$3.38M

Top Sells

1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$47.2M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$37.4M
3
F icon
Ford
F
$31.3M
4
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$21M
5
C icon
Citigroup
C
$20.6M

Sector Composition

1 Consumer Discretionary 2.34%
2 Energy 1.27%
3 Financials 0.38%
4 Industrials 0%
5 Materials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MLU
1
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$51.2M 2.82% 1,602,166 -38,236 -2% -$1.22M
GM icon
2
General Motors
GM
$55.8B
$42.4M 2.34% 1,169,154 -70,477 -6% -$2.56M
MTCN
3
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$20.4M 1.12% 907,200 -1,800 -0.2% -$40.5K
OCR.PRB
4
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$18M 0.99% 221,090 -890 -0.4% -$72.6K
BAC.PRL icon
5
Bank of America Series L
BAC.PRL
$3.84B
$16.2M 0.89% 13,841 +10 +0.1% +$11.7K
BHI
6
DELISTED
Baker Hughes
BHI
$14.9M 0.82% 200,500 – –
SWU
7
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$8.78M 0.48% 66,736 -284,004 -81% -$37.4M
MFL
8
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$7.55M 0.42% 544,256 +295,000 +118% +$4.09M
VKI icon
9
Invesco Advantage Municipal Income Trust II
VKI
$368M
$6.94M 0.38% 611,794 +297,600 +95% +$3.38M
BAC icon
10
Bank of America
BAC
$376B
$6.92M 0.38% +450,000 New +$6.92M
NPP
11
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$6.14M 0.34% 418,660 +190,000 +83% +$2.79M
UTX.PRA
12
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$6.08M 0.34% 93,257 -723,430 -89% -$47.2M
WELL.PRI
13
DELISTED
Welltower Inc.
WELL.PRI
$5.69M 0.31% 97,900 – –
WFC.PRL icon
14
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$5.65M 0.31% 4,654 -8,758 -65% -$10.6M
CAM
15
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$5.42M 0.3% 80,000 – –
AMT.PRA
16
DELISTED
American Tower Corporation
AMT.PRA
$5.14M 0.28% +48,300 New +$5.14M
MCA
17
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$5.08M 0.28% 344,852 +99,900 +41% +$1.47M
HYMB icon
18
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$2.66B
$4.95M 0.27% 88,000 +70,000 +389% +$3.94M
MYI icon
19
BlackRock MuniYield Quality Fund III
MYI
$705M
$4.85M 0.27% 362,501 +149,685 +70% +$2M
MUI
20
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4.3M 0.24% 294,225 – –
NPM
21
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$4.09M 0.23% 295,808 – –
NXZ
22
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$3.67M 0.2% 264,187 – –
TIBX
23
DELISTED
TIBCO SOFTWARE INC
TIBX
$3.67M 0.2% 181,948 – –
MUC icon
24
BlackRock MuniHoldings California Quality Fund
MUC
$970M
$3.65M 0.2% 255,050 +100,000 +64% +$1.43M
NPT
25
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$3.54M 0.2% 275,738 – –
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