MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+0.35%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.94B
AUM Growth
+$1.94B
Cap. Flow
-$44.5M
Cap. Flow %
-2.3%
Top 10 Hldgs %
30.15%
Holding
149
New
4
Increased
7
Reduced
10
Closed
6

Top Buys

1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$22.3M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$10.6M
3
AMT.PRA
American Tower Corporation
AMT.PRA
$9.6M
4
CXE
MFS High Income Municipal Trust
CXE
$976K
5
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$916K

Top Sells

1
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
$49M
2
C icon
Citigroup
C
$18M
3
BHI
Baker Hughes
BHI
$13M
4
TGI
Triumph Group
TGI
$6.95M
5
GM icon
General Motors
GM
$2.42M

Sector Composition

1 Consumer Discretionary 3.4%
2 Energy 0.59%
3 Materials 0.25%
4 Financials 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$47.2M 2.43% 341,280 -2,532 -0.7% -$350K
UTX.PRA
2
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$39.2M 2.02% 639,780 +364,200 +132% +$22.3M
GM icon
3
General Motors
GM
$55.8B
$37.4M 1.93% 1,070,884 -69,270 -6% -$2.42M
F icon
4
Ford
F
$46.8B
$28.6M 1.47% 1,844,500 – –
CCI.PRA
5
DELISTED
Crown Castle International Corp.
CCI.PRA
$21M 1.08% 203,955 – –
SWH
6
DELISTED
Stanley Black & Decker, Inc.
SWH
$20M 1.03% 170,500 – –
WFC.PRL icon
7
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$15.8M 0.81% 13,001 +149 +1% +$181K
BAC.PRL icon
8
Bank of America Series L
BAC.PRL
$3.84B
$15.7M 0.81% 13,533 -108 -0.8% -$126K
MTCN
9
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$15.7M 0.81% 907,200 – –
TSNU
10
DELISTED
Tyson Foods, Inc.
TSNU
$15.3M 0.79% 303,800 – –
AMT.PRA
11
DELISTED
American Tower Corporation
AMT.PRA
$15.1M 0.78% 132,051 +83,851 +174% +$9.6M
TMUSP
12
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$10.6M 0.55% +200,000 New +$10.6M
AA.PRB
13
DELISTED
Alcoa Inc.
AA.PRB
$10.1M 0.52% 200,000 – –
HAL icon
14
Halliburton
HAL
$19.4B
$7.51M 0.39% 190,818 – –
MFL
15
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$7M 0.36% 490,455 +64,150 +15% +$916K
WELL.PRI
16
DELISTED
Welltower Inc.
WELL.PRI
$6.46M 0.33% 97,900 – –
NQP icon
17
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$408M
$5.99M 0.31% 436,516 – –
VKI icon
18
Invesco Advantage Municipal Income Trust II
VKI
$368M
$5.19M 0.27% 447,708 -8,375 -2% -$97.1K
HYMB icon
19
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$2.66B
$5.08M 0.26% 88,000 – –
MCA
20
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.87M 0.25% 320,276 -8,090 -2% -$123K
NPP
21
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$4.61M 0.24% 312,561 – –
MUI
22
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4.2M 0.22% 291,392 – –
MUC icon
23
BlackRock MuniHoldings California Quality Fund
MUC
$970M
$4.14M 0.21% 285,799 -4,941 -2% -$71.5K
CAM
24
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$4M 0.21% 80,000 – –
MUS
25
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.77M 0.19% 283,145 +63,643 +29% +$848K
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