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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$1.94B
AUM Growth
+$8.34M
Cap. Flow
-$1.4B
Cap. Flow %
-72.22%
Top 10 Hldgs %
30.15%
Holding
137
New
4
Increased
7
Reduced
10
Closed
6

Top Buys

Rank Stock Value
1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$21.6M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$10.4M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$9.25M
4
CXE
MFS High Income Municipal Trust
CXE
+$962K
5
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
+$904K

Top Sells

Rank Stock Value
1
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$49M
2
C icon
Citigroup
C
+$18M
3
BHI
Baker Hughes
BHI
+$13M
4
TGI
Triumph Group
TGI
+$6.95M
5
GM icon
General Motors
GM
+$2.21M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.4%
2 Energy 0.59%
3 Materials 0.25%
4 Financials 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$47.2M 2.43%
341,280
-2,532
-0.7% -$339K
UTX.PRA
2
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$39.2M 2.02%
639,780
+364,200
+132% +$21.6M
GM icon
3
General Motors
GM
$71.7B
$37.4M 1.93%
1,070,884
-69,270
-6% -$2.21M
F icon
4
Ford
F
$56.9B
$28.6M 1.47%
1,844,500
– –
CCI.PRA
5
DELISTED
Crown Castle International Corp.
CCI.PRA
$21M 1.08%
203,955
– –
SWH
6
DELISTED
Stanley Black & Decker, Inc.
SWH
$20M 1.03%
170,500
– –
WFC.PRL icon
7
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$15.8M 0.81%
13,001
+149
+1% +$180K
BAC.PRL icon
8
Bank of America Series L
BAC.PRL
$3.95B
$15.7M 0.81%
13,533
-108
-0.8% -$125K
MTCN
9
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$15.7M 0.81%
907,200
– –
TSNU
10
DELISTED
Tyson Foods, Inc.
TSNU
$15.3M 0.79%
303,800
– –
AMT.PRA
11
DELISTED
American Tower Corporation
AMT.PRA
$15.1M 0.78%
132,051
+83,851
+174% +$9.25M
TMUSP
12
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$10.6M 0.55%
+200,000
New +$10.4M
AA.PRB
13
DELISTED
Alcoa Inc
AA.PRB
$10.1M 0.52%
200,000
– –
HAL icon
14
Halliburton
HAL
$27.7B
$7.5M 0.39%
190,818
– –
MFL
15
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$7M 0.36%
490,455
+64,150
+15% +$904K
WELL.PRI
16
DELISTED
Welltower Inc.
WELL.PRI
$6.46M 0.33%
97,900
– –
NQP
17
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$5.99M 0.31%
436,516
– –
VKI icon
18
Invesco Advantage Municipal Income Trust II
VKI
$404M
$5.19M 0.27%
447,708
-8,375
-2% -$96.5K
HYMB icon
19
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$5.08M 0.26%
176,000
– –
MCA
20
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.87M 0.25%
320,276
-8,090
-2% -$120K
NPP
21
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$4.61M 0.24%
312,561
– –
MUI
22
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4.2M 0.22%
291,392
– –
MUC icon
23
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
$4.14M 0.21%
285,799
-4,941
-2% -$70.9K
CAM
24
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$4M 0.21%
80,000
– –
MUS
25
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.77M 0.19%
283,145
+63,643
+29% +$843K
1
2 3

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PA
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MASUI
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LMIM
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XL
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PCM
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CIAS
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CA
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Mackay Shields LLC's Q4 2014 Portfolio in Review

As of Q4 2014, Mackay Shields LLC held 137 positions worth $1.94B, up 0.43% from $1.93B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Mackay Shields LLC withdrew a net $1.4B in Q4 2014, closing 6 positions and reducing 10 holdings. Its most notable exit was METLIFE, INC. COM EQUITY UNIT, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.4% of assets, up from 3.3% a quarter earlier, followed by Energy and Materials.

Against the trend, Mackay Shields LLC opened a new position in T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A worth $10.6M.

  • Mackay Shields LLC's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 200,000 shares worth $10.6M.
  • Mackay Shields LLC added most to UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q4 2014, an estimated $21.6M increase.
  • Mackay Shields LLC's biggest Q4 2014 reduction was General Motors, cutting an estimated $2.21M.
  • Mackay Shields LLC fully exited METLIFE, INC. COM EQUITY UNIT in Q4 2014, selling an estimated $49M.
  • Mackay Shields LLC's ten largest holdings make up 30% of its $1.94B portfolio in Q4 2014.
  • Mackay Shields LLC opened 4 new positions and closed 6 in Q4 2014.
  • Mackay Shields LLC's portfolio value rose 0.43% quarter-over-quarter to $1.94B.

Based on Mackay Shields LLC's 13F filing for Q4 2014, filed 29 Jan 2015.