We are live on ! Find out more
MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
+1.03%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$1.86B
AUM Growth
-$11.9M
Cap. Flow
-$1.38B
Cap. Flow %
-74.11%
Top 10 Hldgs %
29.33%
Holding
124
New
3
Increased
6
Reduced
11
Closed
9

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$6.68M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$6.41M
3
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$6.28M
4
WELL.PRI
Welltower Inc.
WELL.PRI
+$5.95M
5
TDW icon
Tidewater
TDW
+$4.13M

Top Sells

Rank Stock Value
1
TMUS icon
T-Mobile US
TMUS
+$58.9M
2
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$58.4M
3
GG
Goldcorp Inc
GG
+$16.6M
4
BTU
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
+$12.4M
5
CIT
CIT Group Inc.
CIT
+$9.7M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.19%
2 Energy 1.9%
3 Financials 1.35%
4 Materials 0.84%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$56.6M 3.04%
412,508
+8,840
+2% +$1.19M
UTX.PRA
2
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$54.9M 2.95%
841,330
-4,591
-0.5% -$292K
MLU
3
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$45.5M 2.44%
1,588,203
+184,160
+13% +$6.41M
GM icon
4
General Motors
GM
$71.7B
$44.1M 2.37%
1,226,956
-8,312
-0.7% -$298K
GM.PRB
5
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$36.5M 1.96%
728,381
+126,005
+21% +$6.28M
F icon
6
Ford
F
$56.9B
$33.9M 1.82%
2,009,500
– –
USCR
7
DELISTED
U S Concrete, Inc.
USCR
$26.8M 1.44%
1,333,769
-46,134
-3% -$847K
GT.PRA
8
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$18.8M 1.01%
294,575
-770
-0.3% -$49K
C icon
9
Citigroup
C
$223B
$18.3M 0.98%
377,709
-182,797
-33% -$9.24M
WFC.PRL icon
10
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$16.1M 0.86%
14,144
+2,758
+24% +$3.17M
OCR.PRB
11
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$15.7M 0.84%
230,210
-520
-0.2% -$34.2K
GG
12
DELISTED
Goldcorp Inc
GG
$15.6M 0.84%
600,000
-600,000
-50% -$16.6M
BAC.PRL icon
13
Bank of America Series L
BAC.PRL
$3.95B
$15.5M 0.83%
14,342
-97
-0.7% -$106K
BHI
14
DELISTED
Baker Hughes
BHI
$9.85M 0.53%
200,500
-500
-0.2% -$24.1K
HAL icon
15
Halliburton
HAL
$27.7B
$9.19M 0.49%
190,818
-4,224
-2% -$198K
TDW icon
16
Tidewater
TDW
$3.75B
$7.21M 0.39%
3,772
+2,216
+142% +$4.13M
BAC icon
17
Bank of America
BAC
$430B
$6.46M 0.35%
+467,980
New +$6.68M
MRK icon
18
Merck
MRK
$312B
$6.42M 0.34%
141,344
-903
-0.6% -$41.2K
WELL.PRI
19
DELISTED
Welltower Inc.
WELL.PRI
$5.78M 0.31%
+100,300
New +$5.95M
CAM
20
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$4.67M 0.25%
80,000
– –
TIBX
21
DELISTED
TIBCO SOFTWARE INC
TIBX
$4.66M 0.25%
181,948
– –
ESV
22
DELISTED
Ensco Rowan plc
ESV
– –
-11,750
Closed -$2.69M
NPY
23
DELISTED
NUVEEN (PA)PREM INCM MUNI FD-2
NPY
$2.01M 0.11%
163,808
– –
NQP
24
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$1.99M 0.11%
157,999
– –
SLB icon
25
SLB Ltd
SLB
$69.7B
$1.94M 0.1%
22,000
– –
1
2

Similar funds

GC
Giverny Capital Montreal, Quebec, Canada $2.73B AUM 14.09% 1-Year Est. Return
PA
Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return
MASUI
MIRAE ASSET SECURITIES (USA) INC. New York $2.72B AUM 36.56% 1-Year Est. Return
LMIM
Lockheed Martin Investment Management Bethesda, Maryland $2.73B AUM 28.24% 1-Year Est. Return
XL
XN LP New York $2.72B AUM 46.67% 1-Year Est. Return
PCM
Patient Capital Management Baltimore, Maryland $2.74B AUM 43.59% 1-Year Est. Return
CIAS
CBIZ Investment Advisory Services Independence, Ohio $2.74B AUM 14.19% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Mackay Shields LLC's Q3 2013 Portfolio in Review

As of Q3 2013, Mackay Shields LLC held 124 positions worth $1.86B, down 0.64% from $1.88B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Mackay Shields LLC withdrew a net $1.38B in Q3 2013, closing 9 positions and reducing 11 holdings. Its most notable exit was T-Mobile US, an estimated $58.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.2% of assets, up from 3.9% a quarter earlier, followed by Energy and Financials.

Against the trend, Mackay Shields LLC opened a new position in Bank of America worth $6.46M.

  • Mackay Shields LLC's largest Q3 2013 buy was Bank of America: 467,980 shares worth $6.46M.
  • Mackay Shields LLC added most to METLIFE, INC. COM EQUITY UNIT in Q3 2013, an estimated $6.41M increase.
  • Mackay Shields LLC's biggest Q3 2013 reduction was Goldcorp Inc, cutting an estimated $16.6M.
  • Mackay Shields LLC fully exited T-Mobile US in Q3 2013, selling an estimated $58.9M.
  • Mackay Shields LLC's ten largest holdings make up 29% of its $1.86B portfolio in Q3 2013.
  • Mackay Shields LLC opened 3 new positions and closed 9 in Q3 2013.
  • Mackay Shields LLC's portfolio value fell 0.64% quarter-over-quarter to $1.86B.

Based on Mackay Shields LLC's 13F filing for Q3 2013, filed 1 Nov 2013.