Mackay Shields LLC’s Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities C.PRN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-160,000	Closed	-$4.36M	–	135
2013 Q4	$4.36M	Buy	+160,000	New	+$4.36M	0.16%	129