Mackay Shields LLC’s NUVEEN MUNICIPAL OPPORTUNITY FUND INC NIO Stock Holding History

Mackay Shields LLC’s Portfolio NIO Stock Details NIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-234,647	Closed	-$3.44M	–	138
2014 Q4	$3.44M	Hold	234,647	–	–	0.18%	91
2014 Q3	$3.34M	Buy	+234,647	New	+$3.3M	0.17%	92
2014 Q2	–	Sell	-362,850	Closed	-$4.99M	–	133
2014 Q1	$4.99M	Buy	362,850 +10,000	+3%	+$136K	0.25%	82
2013 Q4	$4.67M	Buy	+352,850	New	+$4.53M	0.18%	126

Other funds holding NIO

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Mackay Shields LLC's NIO Position: Q1 2015 in Review

Mackay Shields LLC sold out of NUVEEN MUNICIPAL OPPORTUNITY FUND INC (NIO) in Q1 2015, closing a stake of 234,647 shares — an estimated $3.44M sold.

Mackay Shields LLC first reported a position in NIO in Q4 2013 and held it in 4 quarters. The position peaked at $4.99M in Q1 2014. 112 funds tracked by Wall St. Rank hold NIO as of Q1 2015.

Mackay Shields LLC reported no remaining NUVEEN MUNICIPAL OPPORTUNITY FUND INC position as of Q1 2015 after selling out during the quarter.
Mackay Shields LLC sold 234,647 NUVEEN MUNICIPAL OPPORTUNITY FUND INC shares in Q1 2015, an estimated $3.44M.
Mackay Shields LLC first reported a position in NUVEEN MUNICIPAL OPPORTUNITY FUND INC in Q4 2013 and held it in 4 quarters.
Mackay Shields LLC's NUVEEN MUNICIPAL OPPORTUNITY FUND INC position peaked at $4.99M in Q1 2014.
112 funds tracked by Wall St. Rank held NUVEEN MUNICIPAL OPPORTUNITY FUND INC as of Q1 2015.

Based on Mackay Shields LLC's 13F filing for Q1 2015, filed 5 May 2015.