Mackay Shields LLC’s NUVEEN QUALITY INCOME MUNI FD NQU Stock Holding History

Mackay Shields LLC’s Portfolio NQU Stock Details NQU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-88,169	Closed	-$1.25M	–	118
2015 Q4	$1.25M	Sell	88,169 -131,907	-60%	-$1.81M	0.07%	108
2015 Q3	$2.97M	Sell	220,076 -30,152	-12%	-$406K	0.15%	101
2015 Q2	$3.34M	Sell	250,228 -183,003	-42%	-$2.5M	0.17%	99
2015 Q1	$6.08M	Buy	433,231 +220,690	+104%	+$3.12M	0.32%	82
2014 Q4	$2.97M	Sell	212,541 -51,927	-20%	-$720K	0.15%	92
2014 Q3	$3.62M	Buy	+264,468	New	+$3.66M	0.19%	91
2014 Q2	–	Sell	-473,190	Closed	-$6.29M	–	134
2014 Q1	$6.29M	Buy	473,190 +91,163	+24%	+$1.19M	0.32%	76
2013 Q4	$4.68M	Buy	+382,027	New	+$4.69M	0.18%	125

Other funds holding NQU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Mackay Shields LLC's NQU Position: Q1 2016 in Review

Mackay Shields LLC sold out of NUVEEN QUALITY INCOME MUNI FD (NQU) in Q1 2016, closing a stake of 88,169 shares — an estimated $1.25M sold.

Mackay Shields LLC first reported a position in NQU in Q4 2013 and held it in 8 quarters. The position peaked at $6.29M in Q1 2014. 75 funds tracked by Wall St. Rank hold NQU as of Q1 2016.

Mackay Shields LLC reported no remaining NUVEEN QUALITY INCOME MUNI FD position as of Q1 2016 after selling out during the quarter.
Mackay Shields LLC sold 88,169 NUVEEN QUALITY INCOME MUNI FD shares in Q1 2016, an estimated $1.25M.
Mackay Shields LLC first reported a position in NUVEEN QUALITY INCOME MUNI FD in Q4 2013 and held it in 8 quarters.
Mackay Shields LLC's NUVEEN QUALITY INCOME MUNI FD position peaked at $6.29M in Q1 2014.
75 funds tracked by Wall St. Rank held NUVEEN QUALITY INCOME MUNI FD as of Q1 2016.

Based on Mackay Shields LLC's 13F filing for Q1 2016, filed 21 Apr 2016.