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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAB
2451
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$76K ﹤0.01%
38,843
+2,200
+6% +$4.83K
ALNY icon
2452
Alnylam Pharmaceuticals
ALNY
$30.6B
$75K ﹤0.01%
1,095
-2,399
-69% -$169K
DORM icon
2453
Dorman Products
DORM
$4.05B
$75K ﹤0.01%
1,179
+149
+14% +$9.17K
EFAD icon
2454
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64M
$75K ﹤0.01%
2,124
+4
+0.2% +$143
FDTS icon
2455
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
$14.2M
$75K ﹤0.01%
2,145
+1,456
+211% +$49.2K
MLI icon
2456
Mueller Industries
MLI
$14.6B
$75K ﹤0.01%
9,272
+3,208
+53% +$27K
OSBC icon
2457
Old Second Bancorp
OSBC
$1.32B
$75K ﹤0.01%
+9,000
New +$68.9K
PTF icon
2458
Invesco Dorsey Wright Technology Momentum ETF
PTF
$676M
$75K ﹤0.01%
5,457
+510
+10% +$6.79K
RING icon
2459
iShares MSCI Global Gold Miners ETF
RING
$2.46B
$75K ﹤0.01%
3,356
+323
+11% +$7.8K
SAFE
2460
Safehold
SAFE
$1.08B
$75K ﹤0.01%
1,434
+144
+11% +$7.36K
UVE icon
2461
Universal Insurance Holdings
UVE
$1.2B
$75K ﹤0.01%
2,978
+48
+2% +$1.08K
CTR
2462
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$75K ﹤0.01%
1,146
+4
+0.4% +$259
BKF icon
2463
iShares MSCI BIC ETF
BKF
$76.5M
$74K ﹤0.01%
2,168
-79
-4% -$2.6K
CXT icon
2464
Crane NXT
CXT
$2.97B
$74K ﹤0.01%
3,368
+725
+27% +$15.6K
DMLP icon
2465
Dorchester Minerals
DMLP
$1.36B
$74K ﹤0.01%
4,773
+19
+0.4% +$286
GRC icon
2466
Gorman-Rupp
GRC
$2.13B
$74K ﹤0.01%
2,895
+6
+0.2% +$162
MAN icon
2467
ManpowerGroup
MAN
$2.71B
$74K ﹤0.01%
1,024
-194
-16% -$13.4K
BCIC
2468
BCP Investment Corp
BCIC
$94.7M
$74K ﹤0.01%
1,600
+800
+100% +$33.9K
RL icon
2469
Ralph Lauren
RL
$23.2B
$74K ﹤0.01%
732
-157
-18% -$15.8K
ROUS icon
2470
Hartford Multifactor US Equity ETF
ROUS
$735M
$74K ﹤0.01%
3,010
-782
-21% -$19K
VIAV icon
2471
Viavi Solutions
VIAV
$10.7B
$74K ﹤0.01%
10,092
-98
-1% -$718
HYB
2472
DELISTED
New America High Income Fund, Inc.
HYB
$74K ﹤0.01%
8,040
+20
+0.2% +$179
SWIR
2473
DELISTED
Sierra Wireless
SWIR
$74K ﹤0.01%
5,160
-150
-3% -$2.31K
WMW
2474
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$74K ﹤0.01%
3,145
– –
YDKN
2475
DELISTED
Yadkin Financial Corporation
YDKN
$74K ﹤0.01%
2,823
+399
+16% +$10.3K
97 98
99
100 101

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.