We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRK icon
2451
Park National Corp
PRK
$3.75B
$20K ﹤0.01%
250
– –
RH icon
2452
RH
RH
$3.4B
$20K ﹤0.01%
319
+285
+838% +$19.7K
SON icon
2453
Sonoco
SON
$5.77B
$20K ﹤0.01%
513
+93
+22% +$3.54K
TCOM icon
2454
Trip.com Group
TCOM
$28.3B
$20K ﹤0.01%
700
– –
TRGP icon
2455
Targa Resources
TRGP
$57.2B
$20K ﹤0.01%
269
+23
+9% +$1.59K
UNFI icon
2456
United Natural Foods
UNFI
$2.94B
$20K ﹤0.01%
294
+33
+13% +$2.01K
VC icon
2457
Visteon
VC
$2.86B
$20K ﹤0.01%
265
+236
+814% +$16.4K
JBTM
2458
JBT Marel
JBTM
$6.1B
$20K ﹤0.01%
748
+142
+23% +$3.31K
SPLK
2459
DELISTED
Splunk Inc
SPLK
$20K ﹤0.01%
335
+35
+12% +$1.86K
SCU
2460
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$20K ﹤0.01%
180
+150
+500% +$16.5K
AIG.WS
2461
DELISTED
American International Group, Inc.
AIG.WS
$20K ﹤0.01%
1,054
-9
-0.8% -$171
BQH
2462
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$20K ﹤0.01%
1,529
+17
+1% +$218
PER
2463
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$20K ﹤0.01%
+1,400
New +$20.8K
PIR
2464
DELISTED
Pier 1 Imports, Inc.
PIR
$20K ﹤0.01%
52
-23
-31% -$10.4K
AKP
2465
DELISTED
Alliance Californa Muni Fd
AKP
$20K ﹤0.01%
1,656
+18
+1% +$219
BSCI
2466
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$20K ﹤0.01%
940
– –
NSH
2467
DELISTED
NuStar GP Holdings LLC
NSH
$20K ﹤0.01%
910
– –
XCO
2468
DELISTED
Exco Resources
XCO
$20K ﹤0.01%
202
– –
MENT
2469
DELISTED
Mentor Graphics Corp
MENT
$20K ﹤0.01%
858
+12
+1% +$257
DANG
2470
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$20K ﹤0.01%
1,900
-900
-32% -$7.96K
FWM
2471
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$20K ﹤0.01%
800
– –
SFG
2472
DELISTED
STANCORP FINL GRP
SFG
$20K ﹤0.01%
321
– –
RYL
2473
DELISTED
RYLAND GROUP INC
RYL
$20K ﹤0.01%
538
-4,546
-89% -$175K
AEC
2474
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$20K ﹤0.01%
1,335
+13
+1% +$198
ROSE
2475
DELISTED
ROSETTA RESOURCES INC
ROSE
$20K ﹤0.01%
368
+263
+250% +$12.4K
97 98
99
100 101

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.