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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXR
2426
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$129K ﹤0.01%
8,448
-9,535
-53% -$142K
EFAD icon
2427
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64M
$128K ﹤0.01%
3,401
+1,300
+62% +$48.2K
OBE
2428
Obsidian Energy
OBE
$697M
$128K ﹤0.01%
17,318
+10,257
+145% +$75.9K
PCM
2429
PCM Fund
PCM
$70M
$128K ﹤0.01%
10,986
-24,693
-69% -$283K
POR icon
2430
Portland General Electric
POR
$5.92B
$128K ﹤0.01%
2,806
-258
-8% -$11.9K
TCX icon
2431
Tucows
TCX
$135M
$128K ﹤0.01%
2,201
+346
+19% +$18.8K
WOLF icon
2432
Wolfspeed
WOLF
$1.65B
$128K ﹤0.01%
4,500
-1,429
-24% -$35.6K
TTM
2433
DELISTED
Tata Motors Limited
TTM
$128K ﹤0.01%
4,117
-29,318
-88% -$943K
NTRI
2434
DELISTED
NutriSystem, Inc.
NTRI
$128K ﹤0.01%
2,286
+92
+4% +$4.98K
DLX icon
2435
Deluxe
DLX
$1.11B
$127K ﹤0.01%
1,733
+764
+79% +$53.3K
KEX icon
2436
Kirby Corp
KEX
$7.26B
$127K ﹤0.01%
1,931
+857
+80% +$54.3K
MSGS icon
2437
Madison Square Garden
MSGS
$10.1B
$127K ﹤0.01%
830
+366
+79% +$55.4K
MUE
2438
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$127K ﹤0.01%
9,104
+3,587
+65% +$50.5K
WTW icon
2439
Willis Towers Watson
WTW
$31.1B
$127K ﹤0.01%
819
-335
-29% -$50K
HYLD
2440
DELISTED
High Yield ETF
HYLD
$127K ﹤0.01%
3,509
-621
-15% -$22.4K
BFY
2441
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$127K ﹤0.01%
8,181
-6,000
-42% -$91.7K
FNSR
2442
DELISTED
Finisar Corp
FNSR
$127K ﹤0.01%
5,728
+2,912
+103% +$71.3K
AL
2443
DELISTED
Air Lease Corp
AL
$126K ﹤0.01%
2,965
-39
-1% -$1.56K
AMCX icon
2444
AMC Global Media
AMCX
$504M
$126K ﹤0.01%
2,149
+641
+43% +$38.1K
INB
2445
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$126K ﹤0.01%
12,981
+885
+7% +$8.55K
DCUD
2446
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$126K ﹤0.01%
+2,475
New +$126K
BSE
2447
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$126K ﹤0.01%
9,406
-6,300
-40% -$85.3K
ILTB icon
2448
iShares Core 10+ Year USD Bond ETF
ILTB
$595M
$125K ﹤0.01%
1,961
+800
+69% +$51K
FDIQ
2449
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$48.6M
$125K ﹤0.01%
2,267
+1,300
+134% +$67.6K
KLIC icon
2450
Kulicke & Soffa
KLIC
$5.04B
$125K ﹤0.01%
5,816
-1,411
-20% -$28.3K
96 97
98
99 100

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.