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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCC
2426
DELISTED
Microsemi Corp
MSCC
$53K ﹤0.01%
1,630
+46
+3% +$1.5K
ADPT
2427
DELISTED
Adeptus Health Inc
ADPT
$53K ﹤0.01%
654
-4
-0.6% -$413
ANF icon
2428
Abercrombie & Fitch
ANF
$4.86B
$52K ﹤0.01%
2,443
+214
+10% +$4.35K
DORM icon
2429
Dorman Products
DORM
$4.02B
$52K ﹤0.01%
1,020
+249
+32% +$12.5K
FSBW icon
2430
FS Bancorp
FSBW
$323M
$52K ﹤0.01%
4,400
– –
FWONK icon
2431
Liberty Media Series C
FWONK
$26B
$52K ﹤0.01%
2,104
+153
+8% +$3.92K
MELI icon
2432
Mercado Libre
MELI
$93.2B
$52K ﹤0.01%
572
+126
+28% +$14.8K
PFO
2433
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$52K ﹤0.01%
5,013
– –
PPT
2434
Franklin Premier Income Trust
PPT
$331M
$52K ﹤0.01%
10,500
-459
-4% -$2.3K
ROAM icon
2435
Hartford Multifactor Emerging Markets ETF
ROAM
$112M
$52K ﹤0.01%
2,646
-13
-0.5% -$273
RWT
2436
Redwood Trust
RWT
$605M
$52K ﹤0.01%
3,864
-60
-2% -$902
SPHD icon
2437
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.45B
$52K ﹤0.01%
1,656
+1,452
+712% +$46.5K
VAC icon
2438
Marriott Vacations Worldwide
VAC
$4.17B
$52K ﹤0.01%
767
+226
+42% +$17.8K
VTHR icon
2439
Vanguard Russell 3000 ETF
VTHR
$4.88B
$52K ﹤0.01%
590
+2
+0.3% +$188
WCN
2440
Waste Connections
WCN
$41.7B
$52K ﹤0.01%
1,613
+269
+20% +$8.69K
LUMO
2441
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$52K ﹤0.01%
162
+140
+636% +$61.5K
NM
2442
DELISTED
Navios Maritime Holdings Inc.
NM
$52K ﹤0.01%
2,096
-866
-29% -$28.3K
ISBC
2443
DELISTED
Investors Bancorp, Inc.
ISBC
$52K ﹤0.01%
4,260
+373
+10% +$4.53K
EV
2444
DELISTED
Eaton Vance Corp.
EV
$52K ﹤0.01%
1,545
+92
+6% +$3.38K
AXE
2445
DELISTED
Anixter International Inc
AXE
$52K ﹤0.01%
908
+98
+12% +$6.14K
ISCA
2446
DELISTED
International Speedway Corp
ISCA
$52K ﹤0.01%
1,638
+499
+44% +$16.6K
SGL
2447
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$52K ﹤0.01%
6,450
– –
BBLU
2448
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$52K ﹤0.01%
76,759
+6,454
+9% +$5.58K
AMN icon
2449
AMN Healthcare
AMN
$1.34B
$51K ﹤0.01%
1,731
-1,185
-41% -$39.1K
AVK
2450
Advent Convertible and Income Fund
AVK
$571M
$51K ﹤0.01%
3,977
-322
-7% -$4.75K
96 97
98
99 100

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.