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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLG icon
2426
SL Green Realty
SLG
$4B
$24K ﹤0.01%
270
-4
-1% -$357
SUI icon
2427
Sun Communities
SUI
$14.4B
$24K ﹤0.01%
600
-174
-22% -$7.4K
TBX icon
2428
ProShares Short 7-10 Year Treasury
TBX
$20.8M
$24K ﹤0.01%
+697
New +$23.2K
WIA
2429
Western Asset Inflation-Linked Income Fund
WIA
$186M
$24K ﹤0.01%
2,116
+14
+0.7% +$161
JBTM
2430
JBT Marel
JBTM
$6.15B
$24K ﹤0.01%
810
+62
+8% +$1.72K
SJR
2431
DELISTED
Shaw Communications Inc.
SJR
$24K ﹤0.01%
970
+28
+3% +$663
NE
2432
DELISTED
Noble Corporation
NE
$24K ﹤0.01%
731
-1,519
-68% -$50.4K
CHKR
2433
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$24K ﹤0.01%
2,300
– –
PIR
2434
DELISTED
Pier 1 Imports, Inc.
PIR
$24K ﹤0.01%
52
– –
PUW
2435
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$24K ﹤0.01%
743
-500
-40% -$15.2K
AXLL
2436
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$24K ﹤0.01%
499
+52
+12% +$2.24K
GMK
2437
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$24K ﹤0.01%
800
– –
PMNA
2438
DELISTED
POWERSHARES MENA FRONTIER COUNTRIES PORTFOLIO
PMNA
$24K ﹤0.01%
2,000
– –
NVY
2439
DELISTED
NUVEEN PENNSYLVANIA DIV ADVTG MUNI FD 2
NVY
$24K ﹤0.01%
2,025
– –
RBS.PRH.CL
2440
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$24K ﹤0.01%
1,000
– –
AIXG
2441
DELISTED
Aixtron SE
AIXG
$24K ﹤0.01%
1,624
– –
MHY
2442
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$24K ﹤0.01%
4,200
-1,069
-20% -$6.05K
AGD
2443
abrdn Global Dynamic Dividend Fund
AGD
$324M
$23K ﹤0.01%
2,255
+3
+0.1% +$30
CNO icon
2444
CNO Financial Group
CNO
$5.02B
$23K ﹤0.01%
1,279
+104
+9% +$1.67K
DBO icon
2445
Invesco DB Oil Fund
DBO
$387M
$23K ﹤0.01%
830
– –
DSU icon
2446
BlackRock Debt Strategies Fund
DSU
$599M
$23K ﹤0.01%
1,894
+580
+44% +$6.99K
FR icon
2447
First Industrial Realty Trust
FR
$8.4B
$23K ﹤0.01%
1,319
+205
+18% +$3.58K
JKS
2448
JinkoSolar
JKS
$860M
$23K ﹤0.01%
800
– –
MAC icon
2449
Macerich
MAC
$6.99B
$23K ﹤0.01%
389
+2
+0.5% +$116
QCLN icon
2450
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$632M
$23K ﹤0.01%
1,300
– –
96 97
98
99 100

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.