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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOCC
2426
DELISTED
Enel Generacion Chile S.A.
EOCC
$21K ﹤0.01%
+723
New +$20.7K
CHMT
2427
DELISTED
Chemtura Corporation
CHMT
$21K ﹤0.01%
880
-60
-6% -$1.36K
DRYS
2428
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
IHS
2429
DELISTED
IHS INC CL-A COM STK
IHS
$21K ﹤0.01%
182
-23
-11% -$2.53K
NEWP
2430
DELISTED
NEWPORT CORP
NEWP
$21K ﹤0.01%
1,317
-13
-1% -$200
ACO
2431
DELISTED
AMCOL International Corp
ACO
$21K ﹤0.01%
657
+20
+3% +$682
ZOLT
2432
DELISTED
ZOLTEK COMPANIES INC
ZOLT
$21K ﹤0.01%
1,252
– –
DCM
2433
DELISTED
NTT DOCOMO, Inc.
DCM
$21K ﹤0.01%
1,273
+679
+114% +$10.8K
HK
2434
DELISTED
Halcon Resources Corporation
HK
$21K ﹤0.01%
27
+4
+17% +$3.65K
ANAC
2435
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$21K ﹤0.01%
+2,000
New +$17.5K
AAP icon
2436
Advance Auto Parts
AAP
$3.46B
$20K ﹤0.01%
241
-27
-10% -$2.21K
AGM icon
2437
Federal Agricultural Mortgage
AGM
$2.51B
$20K ﹤0.01%
600
– –
ASTE icon
2438
Astec Industries
ASTE
$975M
$20K ﹤0.01%
567
+1
+0.2% +$36
BCC icon
2439
Boise Cascade
BCC
$2.94B
$20K ﹤0.01%
743
+18
+2% +$460
BNY
2440
DELISTED
BlackRock New York Municipal Income Trust
BNY
$20K ﹤0.01%
1,561
+17
+1% +$223
CUBE icon
2441
CubeSmart
CUBE
$9.4B
$20K ﹤0.01%
1,139
+42
+4% +$715
CVI icon
2442
CVR Energy
CVI
$3.58B
$20K ﹤0.01%
525
-44
-8% -$1.93K
DEW icon
2443
WisdomTree Global High Dividend Fund
DEW
$156M
$20K ﹤0.01%
435
– –
DRRX
2444
DELISTED
DURECT Corp
DRRX
$20K ﹤0.01%
1,500
– –
ETG
2445
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$20K ﹤0.01%
1,311
+519
+66% +$8.19K
NDLS icon
2446
Noodles & Co
NDLS
$100M
$20K ﹤0.01%
+58
New +$20.2K
PDN icon
2447
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$20K ﹤0.01%
735
+201
+38% +$5.18K
PHG icon
2448
Philips
PHG
$26.8B
$20K ﹤0.01%
895
-174
-16% -$3.8K
PLAB icon
2449
Photronics
PLAB
$1.97B
$20K ﹤0.01%
2,523
– –
POWI icon
2450
Power Integrations
POWI
$3.48B
$20K ﹤0.01%
732
+270
+58% +$7K
96 97
98
99 100

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.