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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XTN icon
2401
State Street SPDR S&P Transportation ETF
XTN
$394M
$82K ﹤0.01%
1,733
+110
+7% +$5.1K
EQC
2402
DELISTED
Equity Commonwealth
EQC
$82K ﹤0.01%
2,725
+599
+28% +$18.1K
ATSG
2403
DELISTED
Air Transport Services Group
ATSG
$82K ﹤0.01%
5,774
+110
+2% +$1.55K
CBL
2404
DELISTED
CBL& Associates Properties, Inc.
CBL
$82K ﹤0.01%
6,834
-1,694
-20% -$20.6K
UCFC
2405
DELISTED
United Community Financial Corp
UCFC
$82K ﹤0.01%
11,580
+51
+0.4% +$340
DNBF
2406
DELISTED
DNB Financial Corp
DNBF
$82K ﹤0.01%
3,240
+3,152
+3,582% +$79.9K
PWE
2407
DELISTED
Penn West Energy Petroleum Ltd
PWE
$82K ﹤0.01%
45,804
-1,618
-3% -$2.51K
EFII
2408
DELISTED
Electronics for Imaging
EFII
$82K ﹤0.01%
1,683
– –
ALFA
2409
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$82K ﹤0.01%
2,281
+1,093
+92% +$38.7K
CUK
2410
DELISTED
Carnival PLC
CUK
$81K ﹤0.01%
1,657
+75
+5% +$3.53K
FAD icon
2411
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$601M
$81K ﹤0.01%
1,526
– –
MUJ icon
2412
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$659M
$81K ﹤0.01%
5,187
– –
IBDN
2413
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$81K ﹤0.01%
3,176
+704
+28% +$18K
PFD
2414
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$80K ﹤0.01%
5,320
+3,518
+195% +$55.1K
SPB icon
2415
Spectrum Brands
SPB
$2.06B
$80K ﹤0.01%
584
+70
+14% +$8.91K
IART icon
2416
Integra LifeSciences
IART
$1.42B
$79K ﹤0.01%
1,910
+8
+0.4% +$335
PNR icon
2417
Pentair
PNR
$10.5B
$79K ﹤0.01%
1,836
-637
-26% -$26.8K
GRUB
2418
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$79K ﹤0.01%
816
+750
+1,136% +$56.3K
AYR
2419
DELISTED
Aircastle Ltd
AYR
$79K ﹤0.01%
3,994
+1,624
+69% +$34.1K
HAWK
2420
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$79K ﹤0.01%
2,640
+577
+28% +$19.1K
MORT icon
2421
VanEck Mortgage REIT Income ETF
MORT
$375M
$78K ﹤0.01%
3,490
+31
+0.9% +$683
OII icon
2422
Oceaneering
OII
$5.2B
$78K ﹤0.01%
2,851
+89
+3% +$2.46K
SAFT icon
2423
Safety Insurance
SAFT
$1.52B
$78K ﹤0.01%
1,163
+2
+0.2% +$131
UXI icon
2424
ProShares Ultra Industrials
UXI
$33.1M
$78K ﹤0.01%
7,332
-264
-3% -$2.83K
VTHR icon
2425
Vanguard Russell 3000 ETF
VTHR
$4.88B
$78K ﹤0.01%
782
+3
+0.4% +$297
95 96
97
98 99

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.