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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QLTA icon
2401
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.21B
$62K ﹤0.01%
1,218
-168
-12% -$8.57K
CXO
2402
DELISTED
CONCHO RESOURCES INC.
CXO
$62K ﹤0.01%
662
+1
+0.2% +$107
IFEU
2403
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$62K ﹤0.01%
1,662
+14
+0.8% +$539
NQS
2404
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$62K ﹤0.01%
4,443
+2,012
+83% +$27.3K
FMX icon
2405
Fomento Económico Mexicano
FMX
$40.2B
$61K ﹤0.01%
665
-125
-16% -$12K
FXR icon
2406
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$772M
$61K ﹤0.01%
2,342
-206
-8% -$5.59K
MCN
2407
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$61K ﹤0.01%
8,325
– –
PBR icon
2408
Petrobras
PBR
$116B
$61K ﹤0.01%
14,445
+39
+0.3% +$190
TOK icon
2409
iShares MSCI Kokusai Fund
TOK
$258M
$61K ﹤0.01%
+1,175
New +$62K
VRE
2410
DELISTED
Veris Residential
VRE
$61K ﹤0.01%
2,600
+325
+14% +$7.26K
VSAT icon
2411
Viasat
VSAT
$11.4B
$61K ﹤0.01%
1,000
– –
WTS icon
2412
Watts Water Technologies
WTS
$12.8B
$61K ﹤0.01%
1,233
+1,089
+756% +$59.5K
FFNW
2413
DELISTED
First Financial Northwest, Inc
FFNW
$61K ﹤0.01%
4,352
+2,004
+85% +$26.2K
NBD
2414
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$61K ﹤0.01%
3,025
+1,038
+52% +$20.5K
LVL
2415
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$61K ﹤0.01%
6,949
-2,692
-28% -$24.7K
NPT
2416
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$61K ﹤0.01%
4,524
+134
+3% +$1.76K
PDLI
2417
DELISTED
PDL BioPharma, Inc.
PDLI
$61K ﹤0.01%
17,275
-2,808
-14% -$11.8K
BSBR icon
2418
Santander
BSBR
$43.1B
$60K ﹤0.01%
16,156
+12,711
+369% +$46.8K
BYD icon
2419
Boyd Gaming
BYD
$6.1B
$60K ﹤0.01%
3,014
-100
-3% -$1.92K
CVI icon
2420
CVR Energy
CVI
$3.55B
$60K ﹤0.01%
1,530
+1,192
+353% +$51.4K
GHYG icon
2421
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$60K ﹤0.01%
1,359
-990
-42% -$46.2K
JCE icon
2422
Nuveen Core Equity Alpha Fund
JCE
$293M
$60K ﹤0.01%
4,240
+340
+9% +$4.85K
OPLN
2423
Openlane
OPLN
$4.37B
$60K ﹤0.01%
4,262
+133
+3% +$1.88K
SPTS icon
2424
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$60K ﹤0.01%
2,003
-6,837
-77% -$207K
TMUS icon
2425
T-Mobile US
TMUS
$195B
$60K ﹤0.01%
1,530
+28
+2% +$1.08K
95 96
97
98 99

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.