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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCC icon
2401
Boise Cascade
BCC
$2.91B
$54K ﹤0.01%
2,146
+359
+20% +$11.4K
GLAD icon
2402
Gladstone Capital
GLAD
$447M
$54K ﹤0.01%
3,328
-2,069
-38% -$34.6K
IAI icon
2403
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.39B
$54K ﹤0.01%
1,400
+48
+4% +$2.02K
JCE icon
2404
Nuveen Core Equity Alpha Fund
JCE
$293M
$54K ﹤0.01%
3,900
+2,124
+120% +$33K
MWA icon
2405
Mueller Water Products
MWA
$3.99B
$54K ﹤0.01%
7,124
-4,322
-38% -$37K
PBYI icon
2406
Puma Biotechnology
PBYI
$451M
$54K ﹤0.01%
709
+50
+8% +$4.73K
QAI icon
2407
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.03B
$54K ﹤0.01%
1,858
-190
-9% -$5.57K
RRX icon
2408
Regal Rexnord
RRX
$11.7B
$54K ﹤0.01%
976
+389
+66% +$26K
UFCS icon
2409
United Fire Group
UFCS
$1.39B
$54K ﹤0.01%
1,529
-121
-7% -$4.18K
WDAY icon
2410
Workday
WDAY
$49.1B
$54K ﹤0.01%
780
+605
+346% +$46.8K
AT
2411
DELISTED
Atlantic Power Corporation
AT
$54K ﹤0.01%
29,178
+5,020
+21% +$12K
DUC
2412
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$54K ﹤0.01%
5,629
– –
CBM
2413
DELISTED
Cambrex Corporation
CBM
$54K ﹤0.01%
1,368
-68
-5% -$3.18K
IDTI
2414
DELISTED
Integrated Device Technology I
IDTI
$54K ﹤0.01%
2,633
+1,138
+76% +$22.3K
VIXH
2415
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
$54K ﹤0.01%
2,317
+7
+0.3% +$172
PWE
2416
DELISTED
Penn West Energy Petroleum Ltd
PWE
$54K ﹤0.01%
119,202
+50,760
+74% +$49.6K
FNFG
2417
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$54K ﹤0.01%
5,265
-1,996
-27% -$18.9K
ATR icon
2418
AptarGroup
ATR
$8.41B
$53K ﹤0.01%
802
+9
+1% +$597
EDV icon
2419
Vanguard World Funds Extended Duration ETF
EDV
$3.44B
$53K ﹤0.01%
446
-2,992
-87% -$348K
GOGL
2420
DELISTED
Golden Ocean Group
GOGL
$53K ﹤0.01%
4,320
-900
-17% -$15.4K
IBND icon
2421
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$53K ﹤0.01%
1,703
-354
-17% -$11.1K
KBWB icon
2422
Invesco KBW Bank ETF
KBWB
$6.87B
$53K ﹤0.01%
1,476
+265
+22% +$10.2K
NBN icon
2423
Northeast Bank
NBN
$1.15B
$53K ﹤0.01%
5,000
– –
EQC
2424
DELISTED
Equity Commonwealth
EQC
$53K ﹤0.01%
1,950
-100
-5% -$2.65K
INXN
2425
DELISTED
Interxion Holding N.V.
INXN
$53K ﹤0.01%
1,964
-344
-15% -$9.53K
95 96
97
98 99

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.