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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTV icon
2401
Aptiv
APTV
$10.2B
$21K ﹤0.01%
367
-58
-14% -$3.22K
BTE icon
2402
Baytex Energy
BTE
$3B
$21K ﹤0.01%
497
– –
CRL icon
2403
Charles River Laboratories
CRL
$13.4B
$21K ﹤0.01%
411
-212
-34% -$9.73K
DHY
2404
Credit Suisse High Yield Credit Fund
DHY
$240M
$21K ﹤0.01%
6,748
+53
+0.8% +$162
DOX icon
2405
Amdocs
DOX
$6.23B
$21K ﹤0.01%
548
+13
+2% +$491
EPR icon
2406
EPR Properties
EPR
$4.73B
$21K ﹤0.01%
438
-8
-2% -$403
ESS icon
2407
Essex Property Trust
ESS
$18.5B
$21K ﹤0.01%
137
-14
-9% -$2.17K
EVR icon
2408
Evercore
EVR
$12B
$21K ﹤0.01%
425
-101
-19% -$4.65K
IAE
2409
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$94.1M
$21K ﹤0.01%
1,563
+17
+1% +$222
IWL icon
2410
iShares Russell Top 200 ETF
IWL
$2.29B
$21K ﹤0.01%
551
+451
+451% +$17.2K
KGC icon
2411
Kinross Gold
KGC
$31.9B
$21K ﹤0.01%
4,039
-2,746
-40% -$14.5K
LFVN icon
2412
LifeVantage
LFVN
$81.9M
$21K ﹤0.01%
1,242
– –
LPLA icon
2413
LPL Financial
LPLA
$29.5B
$21K ﹤0.01%
500
-67
-12% -$2.56K
LSTR icon
2414
Landstar System
LSTR
$6.4B
$21K ﹤0.01%
377
-35
-8% -$1.92K
MNRO icon
2415
Monro
MNRO
$352M
$21K ﹤0.01%
454
-79
-15% -$3.6K
PDS
2416
Precision Drilling
PDS
$1.06B
$21K ﹤0.01%
104
-34
-25% -$6.75K
QCLN icon
2417
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$632M
$21K ﹤0.01%
1,300
– –
TCBK icon
2418
TriCo Bancshares
TCBK
$1.86B
$21K ﹤0.01%
941
-7,145
-88% -$156K
TXRH icon
2419
Texas Roadhouse
TXRH
$13.6B
$21K ﹤0.01%
801
+101
+14% +$2.54K
USRT icon
2420
iShares Core US REIT ETF
USRT
$4.63B
$21K ﹤0.01%
530
– –
VOOG icon
2421
Vanguard S&P 500 Growth ETF
VOOG
$27.4B
$21K ﹤0.01%
1,590
– –
RSX
2422
DELISTED
VanEck Russia ETF
RSX
$21K ﹤0.01%
762
-130,091
-99% -$3.49M
WBC
2423
DELISTED
WABCO HOLDINGS INC.
WBC
$21K ﹤0.01%
245
– –
DATA
2424
DELISTED
Tableau Software, Inc.
DATA
$21K ﹤0.01%
+300
New +$19.3K
NFX
2425
DELISTED
Newfield Exploration
NFX
$21K ﹤0.01%
729
– –
95 96
97
98 99

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.