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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BURL icon
2376
Burlington
BURL
$21.9B
$84K ﹤0.01%
1,039
-1,065
-51% -$82.4K
CRUS icon
2377
Cirrus Logic
CRUS
$6.05B
$84K ﹤0.01%
1,579
+53
+3% +$2.55K
DMB
2378
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$84K ﹤0.01%
5,953
-30
-0.5% -$425
JACK icon
2379
Jack in the Box
JACK
$329M
$84K ﹤0.01%
882
-300
-25% -$28.4K
CALY
2380
Callaway Golf Company
CALY
$2.95B
$84K ﹤0.01%
7,263
+181
+3% +$2.02K
THFF icon
2381
First Financial Corp
THFF
$979M
$84K ﹤0.01%
2,072
-32
-2% -$1.26K
CHS
2382
DELISTED
Chicos FAS, Inc.
CHS
$84K ﹤0.01%
7,048
+2,907
+70% +$34.4K
GULF
2383
DELISTED
WisdomTree Middle East Dividend Fund
GULF
$84K ﹤0.01%
+5,000
New +$84.1K
MZA
2384
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$84K ﹤0.01%
5,000
– –
BBC icon
2385
Virtus Biotech Clinical Trials ETF
BBC
$50M
$83K ﹤0.01%
3,650
-651
-15% -$13.3K
WSBC icon
2386
WesBanco
WSBC
$4.09B
$83K ﹤0.01%
2,546
+411
+19% +$13.1K
INVX
2387
Innovex International
INVX
$2.19B
$83K ﹤0.01%
1,482
+256
+21% +$14.3K
KMI.PRA
2388
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$83K ﹤0.01%
1,674
+1,454
+661% +$72K
AWH
2389
DELISTED
Allied World Assurance Co Hld Lt
AWH
$83K ﹤0.01%
1,954
-322
-14% -$12.7K
ACRS icon
2390
Aclaris Therapeutics
ACRS
$846M
$82K ﹤0.01%
+3,200
New +$67.9K
AES icon
2391
AES
AES
$10.5B
$82K ﹤0.01%
6,535
+575
+10% +$7.16K
CPK icon
2392
Chesapeake Utilities
CPK
$3.27B
$82K ﹤0.01%
1,345
-4
-0.3% -$257
CUT icon
2393
Invesco MSCI Global Timber ETF
CUT
$33.3M
$82K ﹤0.01%
3,275
+772
+31% +$18.8K
ERH
2394
Allspring Utilities & High Income Fund
ERH
$103M
$82K ﹤0.01%
6,566
+1,874
+40% +$24.6K
FLTB icon
2395
Fidelity Limited Term Bond ETF
FLTB
$436M
$82K ﹤0.01%
1,625
+1,500
+1,200% +$76.5K
RELX icon
2396
RELX
RELX
$60.1B
$82K ﹤0.01%
4,287
+364
+9% +$6.94K
RODM icon
2397
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.66B
$82K ﹤0.01%
3,315
-995
-23% -$24.3K
SMMU icon
2398
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$82K ﹤0.01%
1,626
+2
+0.1% +$101
VIRT icon
2399
Virtu Financial
VIRT
$5.1B
$82K ﹤0.01%
5,490
-303
-5% -$5.11K
WPP icon
2400
WPP
WPP
$5.8B
$82K ﹤0.01%
696
-666
-49% -$76K
94 95
96
97 98

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.