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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYV
2376
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$57K ﹤0.01%
3,839
+339
+10% +$4.93K
BRKR icon
2377
Bruker
BRKR
$8.79B
$56K ﹤0.01%
3,423
+175
+5% +$3.4K
BWG
2378
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$56K ﹤0.01%
4,851
-306
-6% -$4K
GVA icon
2379
Granite Construction
GVA
$5.56B
$56K ﹤0.01%
1,888
+26
+1% +$874
OPLN
2380
Openlane
OPLN
$4.42B
$56K ﹤0.01%
4,129
+1,624
+65% +$23.1K
MCI
2381
Barings Corporate Investors
MCI
$349M
$56K ﹤0.01%
3,408
+731
+27% +$11.8K
RL icon
2382
Ralph Lauren
RL
$23.2B
$56K ﹤0.01%
478
+87
+22% +$10.3K
RMBS icon
2383
Rambus
RMBS
$10.8B
$56K ﹤0.01%
4,762
-10,000
-68% -$130K
VFL
2384
DELISTED
abrdn National Municipal Income Fund
VFL
$56K ﹤0.01%
4,400
– –
WSO icon
2385
Watsco Inc
WSO
$12.8B
$56K ﹤0.01%
476
+118
+33% +$14.7K
ZNGA
2386
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$56K ﹤0.01%
24,372
-2,500
-9% -$6.39K
CPL
2387
DELISTED
CPFL Energia S.A.
CPL
$56K ﹤0.01%
7,713
+499
+7% +$4.79K
GCI
2388
DELISTED
Gannett Co., Inc
GCI
$56K ﹤0.01%
3,830
-638
-14% -$8.35K
ACM icon
2389
Aecom
ACM
$8.08B
$55K ﹤0.01%
2,012
+1,015
+102% +$29.5K
EVR icon
2390
Evercore
EVR
$11.9B
$55K ﹤0.01%
1,098
+668
+155% +$36.6K
GEL icon
2391
Genesis Energy
GEL
$1.94B
$55K ﹤0.01%
1,425
+775
+119% +$33.4K
KMT icon
2392
Kennametal
KMT
$2.38B
$55K ﹤0.01%
2,227
+334
+18% +$9.98K
NMS icon
2393
Nuveen Minnesota Quality Municipal Income Fund
NMS
$73.4M
$55K ﹤0.01%
3,803
– –
SEDG icon
2394
SolarEdge
SEDG
$1.99B
$55K ﹤0.01%
+2,400
New +$67.2K
SLG icon
2395
SL Green Realty
SLG
$3.99B
$55K ﹤0.01%
529
+10
+2% +$1.07K
SLRC icon
2396
SLR Investment Corp
SLRC
$706M
$55K ﹤0.01%
3,492
+575
+20% +$10.1K
NP
2397
DELISTED
Neenah, Inc. Common Stock
NP
$55K ﹤0.01%
943
+172
+22% +$10.1K
NFX
2398
DELISTED
Newfield Exploration
NFX
$55K ﹤0.01%
1,639
-399
-20% -$13.4K
CYB
2399
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$55K ﹤0.01%
2,177
-192
-8% -$4.82K
HYF
2400
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$55K ﹤0.01%
34,034
-3,600
-10% -$6.2K
94 95
96
97 98

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.