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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROC
2376
DELISTED
ROCKWOOD HLDGS INC
ROC
$26K ﹤0.01%
364
– –
GENT
2377
DELISTED
GENTIUM SPA ADS
GENT
$26K ﹤0.01%
+450
New +$20K
GRA
2378
DELISTED
W.R. Grace & Co.
GRA
$26K ﹤0.01%
268
– –
CHU
2379
DELISTED
China Unicom (HONG KONG) Limited
CHU
$26K ﹤0.01%
1,743
– –
PSAU
2380
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$26K ﹤0.01%
1,400
– –
AN icon
2381
AutoNation
AN
$6.9B
$25K ﹤0.01%
505
– –
BSBR icon
2382
Santander
BSBR
$43.1B
$25K ﹤0.01%
4,224
-363
-8% -$2.29K
BXP icon
2383
Boston Properties
BXP
$10.8B
$25K ﹤0.01%
248
+3
+1% +$310
CGW icon
2384
Invesco S&P Global Water Index ETF
CGW
$1.06B
$25K ﹤0.01%
879
+3
+0.3% +$80
DBB icon
2385
Invesco DB Base Metals Fund
DBB
$314M
$25K ﹤0.01%
1,468
– –
DOX icon
2386
Amdocs
DOX
$6.08B
$25K ﹤0.01%
617
+69
+13% +$2.71K
ERII icon
2387
Energy Recovery
ERII
$397M
$25K ﹤0.01%
4,485
– –
EVR icon
2388
Evercore
EVR
$11.5B
$25K ﹤0.01%
425
– –
FCFS icon
2389
FirstCash
FCFS
$9.28B
$25K ﹤0.01%
409
– –
HAE icon
2390
Haemonetics
HAE
$4.11B
$25K ﹤0.01%
582
-120
-17% -$4.94K
IART icon
2391
Integra LifeSciences
IART
$1.35B
$25K ﹤0.01%
1,235
+188
+18% +$3.45K
IIIN icon
2392
Insteel Industries
IIIN
$635M
$25K ﹤0.01%
1,106
+1
+0.1% +$18
JLL icon
2393
Jones Lang LaSalle
JLL
$17B
$25K ﹤0.01%
248
+72
+41% +$6.76K
MNRO icon
2394
Monro
MNRO
$359M
$25K ﹤0.01%
449
-5
-1% -$247
NTES icon
2395
NetEase
NTES
$79.5B
$25K ﹤0.01%
1,590
– –
NUW icon
2396
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$25K ﹤0.01%
1,640
– –
NZF icon
2397
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$25K ﹤0.01%
2,000
– –
ZROZ icon
2398
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$25K ﹤0.01%
300
-500
-63% -$43.2K
JOYY
2399
JOYY Inc
JOYY
$3.74B
$25K ﹤0.01%
500
+250
+100% +$12.4K
ALR
2400
DELISTED
Alere Inc
ALR
$25K ﹤0.01%
684
+192
+39% +$6.37K
94 95
96
97 98

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.