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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LL
2351
DELISTED
LL Flooring Holdings, Inc.
LL
$143K ﹤0.01%
3,650
-2,614
-42% -$86.9K
AVNT icon
2352
Avient
AVNT
$4.17B
$142K ﹤0.01%
3,540
+37
+1% +$1.38K
ELD icon
2353
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$142K ﹤0.01%
3,677
-695
-16% -$26.9K
HRB icon
2354
H&R Block
HRB
$5.92B
$142K ﹤0.01%
5,354
-917
-15% -$26.6K
SLRC icon
2355
SLR Investment Corp
SLRC
$706M
$142K ﹤0.01%
6,581
+580
+10% +$12.5K
SPYX icon
2356
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.86B
$142K ﹤0.01%
7,029
+4,878
+227% +$97.5K
ST icon
2357
Sensata Technologies
ST
$6.73B
$142K ﹤0.01%
2,955
-388
-12% -$17.5K
FNB icon
2358
FNB Corp
FNB
$6.8B
$141K ﹤0.01%
10,028
+998
+11% +$13.3K
NVAX icon
2359
Novavax
NVAX
$1.31B
$141K ﹤0.01%
6,183
+515
+9% +$11.5K
PEBO icon
2360
Peoples Bancorp
PEBO
$1.47B
$141K ﹤0.01%
4,135
-12,000
-74% -$381K
XNCR icon
2361
Xencor
XNCR
$1.64B
$141K ﹤0.01%
6,160
– –
ZBRA icon
2362
Zebra Technologies
ZBRA
$18.1B
$141K ﹤0.01%
1,297
-65
-5% -$6.67K
MYC
2363
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$141K ﹤0.01%
9,150
– –
WFT
2364
DELISTED
Weatherford International plc
WFT
$141K ﹤0.01%
30,707
-8,862
-22% -$36.6K
DBV
2365
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$141K ﹤0.01%
5,897
– –
MYF
2366
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$141K ﹤0.01%
9,250
-1,800
-16% -$28.7K
LXP icon
2367
LXP Industrial Trust
LXP
$3.58B
$140K ﹤0.01%
2,743
+571
+26% +$28.5K
NYMTO
2368
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
$140K ﹤0.01%
5,500
– –
CEO
2369
DELISTED
CNOOC Limited
CEO
$140K ﹤0.01%
1,074
-176
-14% -$20.4K
TCF
2370
DELISTED
TCF Financial Corporation
TCF
$140K ﹤0.01%
8,205
-18
-0.2% -$284
ALKS icon
2371
Alkermes
ALKS
$8.26B
$139K ﹤0.01%
2,723
-872
-24% -$46.6K
BOKF icon
2372
BOK Financial
BOKF
$8.75B
$139K ﹤0.01%
1,561
+6
+0.4% +$500
CG icon
2373
Carlyle Group
CG
$17.2B
$139K ﹤0.01%
5,872
-493
-8% -$10.5K
FL
2374
DELISTED
Foot Locker
FL
$139K ﹤0.01%
3,919
-3,111
-44% -$131K
KBH icon
2375
KB Home
KBH
$3.54B
$139K ﹤0.01%
5,777
-1,186
-17% -$26.7K
93 94
95
96 97

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AG
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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.