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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC.PRL icon
2351
Bank of America Series L
BAC.PRL
$4.01B
$87K ﹤0.01%
71
+4
+6% +$4.9K
LQDH icon
2352
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$87K ﹤0.01%
943
+503
+114% +$46.5K
P
2353
Everpure Inc
P
$39.1B
$87K ﹤0.01%
6,450
– –
TBT icon
2354
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$311M
$87K ﹤0.01%
2,755
-1,078
-28% -$33.7K
IDTI
2355
DELISTED
Integrated Device Technology I
IDTI
$87K ﹤0.01%
3,793
+490
+15% +$10.1K
TLN
2356
DELISTED
Talen Energy Corporation
TLN
$87K ﹤0.01%
6,342
-2,872
-31% -$39.5K
IBMG
2357
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$87K ﹤0.01%
3,388
+1,476
+77% +$37.8K
FCH
2358
DELISTED
Felcor Lodging Trust
FCH
$87K ﹤0.01%
13,513
+8,858
+190% +$57.7K
ACHC icon
2359
Acadia Healthcare
ACHC
$2.85B
$86K ﹤0.01%
1,735
-160
-8% -$8.33K
BIT icon
2360
BlackRock Multi-Sector Income Trust
BIT
$696M
$86K ﹤0.01%
4,978
+334
+7% +$5.68K
MMD
2361
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$86K ﹤0.01%
4,259
-1,071
-20% -$21.9K
SLG icon
2362
SL Green Realty
SLG
$3.99B
$86K ﹤0.01%
823
-52
-6% -$5.71K
TRST
2363
Trustco Bank Corp NY
TRST
$976M
$86K ﹤0.01%
2,428
+932
+62% +$32K
MTSC
2364
DELISTED
MTS Systems Corp
MTSC
$86K ﹤0.01%
1,871
+10
+0.5% +$471
CNK icon
2365
Cinemark Holdings
CNK
$4.3B
$85K ﹤0.01%
2,223
+1,419
+176% +$53.7K
CORN icon
2366
Teucrium Corn Fund
CORN
$171M
$85K ﹤0.01%
4,600
-150
-3% -$2.83K
GNRC icon
2367
Generac Holdings
GNRC
$12.9B
$85K ﹤0.01%
2,369
+473
+25% +$17.1K
HELE icon
2368
Helen of Troy
HELE
$700M
$85K ﹤0.01%
983
+163
+20% +$15.3K
NWBI icon
2369
Northwest Bancshares
NWBI
$2.31B
$85K ﹤0.01%
5,448
– –
PFI icon
2370
Invesco Dorsey Wright Financial Momentum ETF
PFI
$60.7M
$85K ﹤0.01%
2,779
+1
+0% +$31
XAR icon
2371
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.68B
$85K ﹤0.01%
1,450
+500
+53% +$29K
FPL
2372
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$85K ﹤0.01%
6,200
– –
INF
2373
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$85K ﹤0.01%
6,212
+252
+4% +$3.41K
NTT
2374
DELISTED
Nippon Telegraph & Telephone
NTT
$85K ﹤0.01%
1,866
-870
-32% -$40.6K
ACM icon
2375
Aecom
ACM
$8.08B
$84K ﹤0.01%
2,838
+755
+36% +$24.3K
93 94
95
96 97

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.