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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCF
2351
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$60K ﹤0.01%
4,300
– –
EIV
2352
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$60K ﹤0.01%
4,801
– –
GIL icon
2353
Gildan
GIL
$10.6B
$59K ﹤0.01%
1,942
+325
+20% +$10.4K
IMAX icon
2354
IMAX
IMAX
$2.93B
$59K ﹤0.01%
1,756
-10
-0.6% -$346
MCN
2355
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$59K ﹤0.01%
8,325
-175
-2% -$1.34K
MORN icon
2356
Morningstar
MORN
$7.83B
$59K ﹤0.01%
729
+20
+3% +$1.63K
SEF icon
2357
ProShares Short Financials
SEF
$12.9M
$59K ﹤0.01%
+403
New +$55.8K
SLGN icon
2358
Silgan Holdings
SLGN
$4.45B
$59K ﹤0.01%
2,272
-38
-2% -$1K
TCRT icon
2359
Alaunos Therapeutics
TCRT
$4.79M
$59K ﹤0.01%
43
+5
+13% +$8.25K
KEY.PRG
2360
DELISTED
KeyCorp Pfd
KEY.PRG
$59K ﹤0.01%
450
– –
LXK
2361
DELISTED
Lexmark Intl Inc
LXK
$59K ﹤0.01%
2,039
+230
+13% +$7.77K
BIO icon
2362
Bio-Rad Laboratories Class A
BIO
$9.59B
$58K ﹤0.01%
429
+5
+1% +$720
GRX
2363
Gabelli Healthcare & Wellness Trust
GRX
$146M
$58K ﹤0.01%
5,983
+3,284
+122% +$35.8K
SUSA icon
2364
iShares ESG Optimized MSCI USA ETF
SUSA
$4.19B
$58K ﹤0.01%
1,450
+150
+12% +$6.24K
INFO
2365
DELISTED
IHS Markit Ltd. Common Shares
INFO
$58K ﹤0.01%
2,009
-742
-27% -$20.6K
SBY
2366
DELISTED
Silver Bay Realty Trust Corp.
SBY
$58K ﹤0.01%
3,611
+2,504
+226% +$40.7K
NPF
2367
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$58K ﹤0.01%
4,496
– –
NQP
2368
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$57K ﹤0.01%
4,328
– –
ODP
2369
DELISTED
ODP
ODP
$57K ﹤0.01%
885
– –
PRI icon
2370
Primerica
PRI
$9.66B
$57K ﹤0.01%
1,261
+274
+28% +$12K
SMB icon
2371
VanEck Short Muni ETF
SMB
$314M
$57K ﹤0.01%
3,280
-77,444
-96% -$1.35M
TEX icon
2372
Terex
TEX
$7.79B
$57K ﹤0.01%
3,177
+1,941
+157% +$42.3K
IHS
2373
DELISTED
IHS INC CL-A COM STK
IHS
$57K ﹤0.01%
496
– –
NPT
2374
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$57K ﹤0.01%
4,390
+226
+5% +$2.95K
ZGNX
2375
DELISTED
Zogenix, Inc.
ZGNX
$57K ﹤0.01%
4,224
-1
-0% -$18
93 94
95
96 97

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.