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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOM
2351
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$27K ﹤0.01%
4,785
-1,190
-20% -$7.13K
WX
2352
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$27K ﹤0.01%
+710
New +$22.4K
GIVN
2353
DELISTED
GIVEN IMAGING LTD
GIVN
$27K ﹤0.01%
900
– –
ATX
2354
DELISTED
COSTA INC CL A
ATX
$27K ﹤0.01%
+1,250
New +$26K
DCA
2355
DELISTED
Virtus Total Return Fund
DCA
$27K ﹤0.01%
6,800
– –
ALNY icon
2356
Alnylam Pharmaceuticals
ALNY
$30B
$26K ﹤0.01%
400
– –
DGT icon
2357
State Street SPDR Global Dow ETF
DGT
$631M
$26K ﹤0.01%
370
– –
DRRX
2358
DELISTED
DURECT Corp
DRRX
$26K ﹤0.01%
1,500
– –
DTRE icon
2359
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$26K ﹤0.01%
675
-43
-6% -$1.72K
IAE
2360
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.7M
$26K ﹤0.01%
2,017
+454
+29% +$5.9K
ING icon
2361
ING
ING
$102B
$26K ﹤0.01%
1,908
-19
-1% -$242
NMFC icon
2362
New Mountain Finance
NMFC
$728M
$26K ﹤0.01%
1,750
– –
PEJ icon
2363
Invesco Leisure and Entertainment ETF
PEJ
$315M
$26K ﹤0.01%
773
– –
PMO
2364
Franklin Municipal Opportunities Trust
PMO
$285M
$26K ﹤0.01%
2,400
-3,000
-56% -$32.4K
POR icon
2365
Portland General Electric
POR
$5.74B
$26K ﹤0.01%
908
-2
-0.2% -$59
SLAB icon
2366
Silicon Laboratories
SLAB
$7.3B
$26K ﹤0.01%
604
– –
TDIV icon
2367
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$26K ﹤0.01%
+1,045
New +$24.7K
VC icon
2368
Visteon
VC
$2.84B
$26K ﹤0.01%
319
+54
+20% +$4.17K
PACW
2369
DELISTED
PacWest Bancorp
PACW
$26K ﹤0.01%
617
-504
-45% -$19.8K
PTR
2370
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$26K ﹤0.01%
241
-100
-29% -$11.4K
MFL
2371
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$26K ﹤0.01%
2,073
-307
-13% -$3.89K
MINI
2372
DELISTED
Mobile Mini Inc
MINI
$26K ﹤0.01%
638
+21
+3% +$782
USG
2373
DELISTED
Usg
USG
$26K ﹤0.01%
903
– –
RAX
2374
DELISTED
Rackspace Hosting Inc
RAX
$26K ﹤0.01%
665
-1,090
-62% -$47.4K
BIK
2375
DELISTED
SPDR S&P BRIC 40 ETF
BIK
$26K ﹤0.01%
1,097
-31
-3% -$738
93 94
95
96 97

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.