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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUMV
2326
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$147K ﹤0.01%
5,828
+32
+0.6% +$799
CMO
2327
DELISTED
Capstead Mortgage Corp.
CMO
$147K ﹤0.01%
15,185
-4,913
-24% -$48.3K
CTLP
2328
DELISTED
Cantaloupe
CTLP
$146K ﹤0.01%
23,244
+6,206
+36% +$33.4K
EQAL icon
2329
Invesco Russell 1000 Equal Weight ETF
EQAL
$841M
$146K ﹤0.01%
4,942
-6,337
-56% -$182K
FAD icon
2330
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$593M
$146K ﹤0.01%
2,365
-93
-4% -$5.53K
NRG icon
2331
NRG Energy
NRG
$25.2B
$146K ﹤0.01%
5,718
+438
+8% +$10.4K
PPLT
2332
abrdn Physical Platinum Shares ETF
PPLT
$2.03B
$146K ﹤0.01%
16,760
+2,000
+14% +$18.2K
THW
2333
abrdn World Healthcare Fund
THW
$560M
$146K ﹤0.01%
10,069
+4,445
+79% +$64.6K
JCP
2334
DELISTED
J.C. Penney Company, Inc.
JCP
$146K ﹤0.01%
38,210
+8,635
+29% +$38.2K
RAS
2335
DELISTED
RAIT Financial Trust
RAS
$146K ﹤0.01%
200,756
-19,233
-9% -$25.3K
SCTO
2336
DELISTED
Global X JPMorgan US Sector Rotator Index ETF
SCTO
$146K ﹤0.01%
5,842
-2,695
-32% -$67.2K
BMVP icon
2337
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$106M
$145K ﹤0.01%
4,770
+450
+10% +$13.2K
CRL icon
2338
Charles River Laboratories
CRL
$13.5B
$145K ﹤0.01%
1,342
+548
+69% +$56.3K
FTXN icon
2339
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
$145K ﹤0.01%
7,652
+1,578
+26% +$28.3K
PBR icon
2340
Petrobras
PBR
$116B
$145K ﹤0.01%
14,409
+1,985
+16% +$18K
TIPX icon
2341
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$145K ﹤0.01%
7,412
+527
+8% +$10.3K
CDNS icon
2342
Cadence Design Systems
CDNS
$90.2B
$144K ﹤0.01%
3,625
-703
-16% -$25.9K
DGRE icon
2343
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$144K ﹤0.01%
5,606
+1,328
+31% +$33.6K
MSA icon
2344
Mine Safety
MSA
$7.44B
$144K ﹤0.01%
1,817
+1,015
+127% +$75.9K
QQXT icon
2345
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$160M
$144K ﹤0.01%
3,069
– –
RJA
2346
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$144K ﹤0.01%
23,670
– –
WBC
2347
DELISTED
WABCO HOLDINGS INC.
WBC
$144K ﹤0.01%
969
+164
+20% +$22.8K
FND icon
2348
Floor & Decor
FND
$6.44B
$143K ﹤0.01%
3,700
+250
+7% +$9.28K
JETS icon
2349
US Global Jets ETF
JETS
$827M
$143K ﹤0.01%
4,832
+684
+16% +$20.6K
MXI icon
2350
iShares Global Materials ETF
MXI
$361M
$143K ﹤0.01%
2,176
-230
-10% -$14.6K
92 93
94
95 96

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.