We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQXT icon
2326
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$161M
$100K ﹤0.01%
2,469
– –
VLUE icon
2327
iShares MSCI USA Value Factor ETF
VLUE
$9.77B
$100K ﹤0.01%
1,420
+302
+27% +$20.4K
MVC
2328
DELISTED
MVC Capital, Inc.
MVC
$100K ﹤0.01%
11,680
– –
JMF
2329
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$100K ﹤0.01%
7,402
+2,996
+68% +$39.3K
HAWK
2330
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$100K ﹤0.01%
2,675
+35
+1% +$1.25K
DDS icon
2331
Dillards
DDS
$9.36B
$99K ﹤0.01%
1,622
+73
+5% +$4.79K
GNT
2332
GAMCO Natural Resources, Gold & Income Trust
GNT
$147M
$99K ﹤0.01%
14,850
-4,300
-22% -$31.1K
OLED icon
2333
Universal Display
OLED
$4.12B
$99K ﹤0.01%
1,749
+1,282
+275% +$70.5K
OSBC icon
2334
Old Second Bancorp
OSBC
$1.32B
$99K ﹤0.01%
9,000
– –
IBCC
2335
DELISTED
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
$99K ﹤0.01%
4,000
– –
AES icon
2336
AES
AES
$10.5B
$98K ﹤0.01%
8,323
+1,788
+27% +$21K
AME icon
2337
Ametek
AME
$59B
$98K ﹤0.01%
2,012
+705
+54% +$33.4K
ARMK icon
2338
Aramark
ARMK
$16.4B
$98K ﹤0.01%
3,679
+262
+8% +$6.85K
CPK icon
2339
Chesapeake Utilities
CPK
$3.26B
$98K ﹤0.01%
1,476
+131
+10% +$8.37K
CRUS icon
2340
Cirrus Logic
CRUS
$6.07B
$98K ﹤0.01%
1,713
+134
+8% +$7.42K
DEA
2341
Easterly Government Properties
DEA
$1.18B
$98K ﹤0.01%
1,965
+476
+32% +$22.7K
ROBO icon
2342
ROBO Global Robotics & Automation Index ETF
ROBO
$2.12B
$98K ﹤0.01%
3,402
+2,950
+653% +$83K
FUT
2343
DELISTED
ProShares Managed Futures Strategy ETF
FUT
$98K ﹤0.01%
+2,357
New +$95.6K
BOKF icon
2344
BOK Financial
BOKF
$8.88B
$97K ﹤0.01%
1,349
+2
+0.1% +$154
PATK icon
2345
Patrick Industries
PATK
$2.76B
$97K ﹤0.01%
2,878
+101
+4% +$2.98K
SLX icon
2346
VanEck Steel ETF
SLX
$173M
$97K ﹤0.01%
2,575
+1,404
+120% +$50.9K
FSD
2347
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$97K ﹤0.01%
6,053
+2,020
+50% +$31.5K
WMC
2348
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$97K ﹤0.01%
960
-1,104
-53% -$114K
TLRD
2349
DELISTED
Tailored Brands, Inc.
TLRD
$97K ﹤0.01%
3,837
-540
-12% -$10.4K
DNR
2350
DELISTED
Denbury Resources, Inc.
DNR
$97K ﹤0.01%
26,350
+9,250
+54% +$29.7K
92 93
94
95 96

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.