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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHYG icon
2326
iShares US & Intl High Yield Corp Bond ETF
GHYG
$200M
$89K ﹤0.01%
1,801
+14
+0.8% +$683
GNW icon
2327
Genworth Financial
GNW
$3.82B
$89K ﹤0.01%
18,188
+2,832
+18% +$10.9K
ICLR icon
2328
Icon
ICLR
$12.6B
$89K ﹤0.01%
1,148
-32
-3% -$2.4K
MGEE icon
2329
MGE Energy Inc
MGEE
$3.09B
$89K ﹤0.01%
1,570
-100
-6% -$5.63K
PIO icon
2330
Invesco Global Water ETF
PIO
$275M
$89K ﹤0.01%
3,983
+536
+16% +$11.8K
PLAY icon
2331
Dave & Buster's
PLAY
$353M
$89K ﹤0.01%
2,254
-9,260
-80% -$410K
SPSM icon
2332
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.7B
$89K ﹤0.01%
3,615
-81
-2% -$1.94K
WCN
2333
Waste Connections
WCN
$41.8B
$89K ﹤0.01%
1,772
-618
-26% -$31.2K
LDL
2334
DELISTED
Lydall, Inc.
LDL
$89K ﹤0.01%
1,711
+403
+31% +$18.9K
BRAQ
2335
DELISTED
Global X Brazil Consumer ETF
BRAQ
$89K ﹤0.01%
+6,687
New +$86.5K
DISH
2336
DELISTED
DISH Network Corp.
DISH
$89K ﹤0.01%
1,612
+42
+3% +$2.17K
MNR
2337
DELISTED
Monmouth Real Estate Investment Corp
MNR
$89K ﹤0.01%
6,269
-131
-2% -$1.82K
ADX icon
2338
Adams Diversified Equity Fund
ADX
$3.29B
$88K ﹤0.01%
6,707
-192
-3% -$2.51K
CCS icon
2339
Century Communities
CCS
$2.01B
$88K ﹤0.01%
4,100
+800
+24% +$15.5K
FLS icon
2340
Flowserve
FLS
$10.2B
$88K ﹤0.01%
1,818
+163
+10% +$7.74K
GSG icon
2341
iShares S&P GSCI Commodity-Indexed Trust
GSG
$940M
$88K ﹤0.01%
5,940
-227
-4% -$3.29K
NJR icon
2342
New Jersey Resources
NJR
$5.65B
$88K ﹤0.01%
2,659
+1,064
+67% +$37.7K
PSCU icon
2343
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.8M
$88K ﹤0.01%
1,928
-22,106
-92% -$1.04M
WSO icon
2344
Watsco Inc
WSO
$12.8B
$88K ﹤0.01%
619
+6
+1% +$860
DNI
2345
DELISTED
Dividend and Income Fund
DNI
$88K ﹤0.01%
7,822
+936
+14% +$10.7K
EEQ
2346
DELISTED
Enbridge Energy Management Llc
EEQ
$88K ﹤0.01%
4,285
+1,777
+71% +$33.8K
CSI
2347
DELISTED
Cutwater Select Income Fund
CSI
$88K ﹤0.01%
4,340
– –
EBIX
2348
DELISTED
Ebix Inc
EBIX
$88K ﹤0.01%
1,544
-1,227
-44% -$67.1K
SBNY
2349
DELISTED
Signature Bank
SBNY
$88K ﹤0.01%
746
-180
-19% -$21.7K
EDE
2350
DELISTED
Empire District Electric
EDE
$88K ﹤0.01%
2,580
+1,059
+70% +$35.9K
92 93
94
95 96

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.