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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPS
2326
DELISTED
iShares International Developed Property ETF
WPS
$62K ﹤0.01%
1,805
+99
+6% +$3.58K
AVG
2327
DELISTED
AVG Technologies N.V.
AVG
$62K ﹤0.01%
2,828
+1,667
+144% +$42.3K
CORN icon
2328
Teucrium Corn Fund
CORN
$170M
$61K ﹤0.01%
2,600
– –
GABC icon
2329
German American Bancorp
GABC
$1.93B
$61K ﹤0.01%
3,147
– –
HSIC icon
2330
Henry Schein
HSIC
$10B
$61K ﹤0.01%
1,173
-714
-38% -$39.6K
MYD
2331
DELISTED
BlackRock MuniYield Fund
MYD
$61K ﹤0.01%
4,300
– –
ONTO icon
2332
Onto Innovation
ONTO
$20.5B
$61K ﹤0.01%
5,000
– –
TFX icon
2333
Teleflex
TFX
$5.79B
$61K ﹤0.01%
497
+161
+48% +$21.5K
TYL icon
2334
Tyler Technologies
TYL
$13.4B
$61K ﹤0.01%
394
+137
+53% +$19.3K
ERF
2335
DELISTED
Enerplus Corporation
ERF
$61K ﹤0.01%
12,750
-3,406
-21% -$21.6K
NTUS
2336
DELISTED
Natus Medical Inc
NTUS
$61K ﹤0.01%
1,554
+115
+8% +$4.89K
AWP
2337
abrdn Global Premier Properties Fund
AWP
$366M
$60K ﹤0.01%
3,595
+156
+5% +$2.86K
HEQ
2338
John Hancock Hedged Equity & Income Fund
HEQ
$141M
$60K ﹤0.01%
4,160
-850
-17% -$13K
TMUS icon
2339
T-Mobile US
TMUS
$195B
$60K ﹤0.01%
1,502
-1,365
-48% -$54.5K
USCI icon
2340
US Commodity Index
USCI
$374M
$60K ﹤0.01%
1,416
+256
+22% +$11.2K
FSD
2341
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$60K ﹤0.01%
4,249
+50
+1% +$740
DDF
2342
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$60K ﹤0.01%
7,115
+42
+0.6% +$386
UPL
2343
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$60K ﹤0.01%
9,399
-48
-0.5% -$380
PZI
2344
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$60K ﹤0.01%
4,181
+1
+0% +$15
NFO
2345
DELISTED
Invesco Insider Sentiment ETF
NFO
$60K ﹤0.01%
1,349
-849
-39% -$41K
FIG
2346
DELISTED
Fortress Investment Group Llc
FIG
$60K ﹤0.01%
10,965
– –
BNCN
2347
DELISTED
BNC Bancorp
BNCN
$60K ﹤0.01%
2,881
+1,700
+144% +$36.4K
NTI
2348
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$60K ﹤0.01%
2,632
-716
-21% -$18K
ARG
2349
DELISTED
Airgas Inc
ARG
$60K ﹤0.01%
677
-509
-43% -$50.5K
AWH
2350
DELISTED
Allied World Assurance Co Hld Lt
AWH
$60K ﹤0.01%
1,569
-17,183
-92% -$713K
92 93
94
95 96

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.