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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEI icon
2301
HEICO Corp
HEI
$51.3B
$152K ﹤0.01%
3,311
+147
+5% +$6.25K
REET icon
2302
iShares Global REIT ETF
REET
$5.01B
$152K ﹤0.01%
5,939
+44
+0.7% +$1.13K
YORW icon
2303
York Water
YORW
$527M
$152K ﹤0.01%
4,485
-75
-2% -$2.54K
BQH
2304
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$152K ﹤0.01%
10,213
-6,200
-38% -$90.7K
JNPR
2305
DELISTED
Juniper Networks
JNPR
$151K ﹤0.01%
5,410
+436
+9% +$12.2K
MDXG icon
2306
MiMedx Group
MDXG
$630M
$151K ﹤0.01%
12,725
+12,525
+6,263% +$186K
TECH icon
2307
Bio-Techne
TECH
$11.2B
$151K ﹤0.01%
5,032
+28
+0.6% +$831
NIB
2308
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$151K ﹤0.01%
6,057
+907
+18% +$21.2K
RESI
2309
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$151K ﹤0.01%
+13,600
New +$166K
CACC icon
2310
Credit Acceptance
CACC
$5.94B
$150K ﹤0.01%
537
+437
+437% +$115K
EGBN icon
2311
Eagle Bancorp
EGBN
$865M
$150K ﹤0.01%
2,252
-224
-9% -$14.1K
GUNR icon
2312
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.08B
$150K ﹤0.01%
4,806
-2,434
-34% -$73.5K
SLQD icon
2313
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$150K ﹤0.01%
2,957
+532
+22% +$26.9K
CBSH icon
2314
Commerce Bancshares
CBSH
$8.47B
$149K ﹤0.01%
4,010
-416
-9% -$15.1K
MLAB icon
2315
Mesa Laboratories
MLAB
$622M
$149K ﹤0.01%
1,002
+57
+6% +$8.04K
CTT
2316
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$149K ﹤0.01%
11,748
-5,050
-30% -$58.9K
BME icon
2317
BlackRock Health Sciences Trust
BME
$577M
$148K ﹤0.01%
4,068
+1,523
+60% +$55.4K
ECF
2318
Ellsworth Growth & Income Fund
ECF
$173M
$148K ﹤0.01%
16,060
+3,483
+28% +$32K
TRI icon
2319
Thomson Reuters
TRI
$45.4B
$148K ﹤0.01%
2,783
-265
-9% -$14.1K
XOMA
2320
DELISTED
Xoma
XOMA
$148K ﹤0.01%
7,526
– –
RJI
2321
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$148K ﹤0.01%
28,933
+16,448
+132% +$81.8K
MNK
2322
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$148K ﹤0.01%
3,984
-1,756
-31% -$69.8K
ULTI
2323
DELISTED
Ultimate Software Group Inc
ULTI
$148K ﹤0.01%
772
-128
-14% -$25.8K
SBGI icon
2324
Sinclair Inc
SBGI
$989M
$147K ﹤0.01%
4,582
-471
-9% -$14.8K
CEN
2325
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$147K ﹤0.01%
1,382
+197
+17% +$21K
91 92
93
94 95

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.