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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOKF icon
2301
BOK Financial
BOKF
$8.88B
$93K ﹤0.01%
1,347
+739
+122% +$49K
CALM icon
2302
Cal-Maine
CALM
$3.82B
$93K ﹤0.01%
2,433
-5
-0.2% -$215
LNN icon
2303
Lindsay Corp
LNN
$1.17B
$93K ﹤0.01%
1,251
-874
-41% -$62K
NQP
2304
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$93K ﹤0.01%
6,284
– –
TMX
2305
DELISTED
Terminix Global Holdings, Inc.
TMX
$93K ﹤0.01%
4,134
+1,244
+43% +$31.3K
PE
2306
DELISTED
PARSLEY ENERGY INC
PE
$93K ﹤0.01%
2,792
+575
+26% +$18K
HGI
2307
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$93K ﹤0.01%
6,075
-1,128
-16% -$16.9K
LXK
2308
DELISTED
Lexmark Intl Inc
LXK
$93K ﹤0.01%
2,334
+305
+15% +$11.1K
ENR icon
2309
Energizer
ENR
$1.57B
$92K ﹤0.01%
1,844
-131
-7% -$6.43K
NXC
2310
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$92K ﹤0.01%
5,394
– –
TCOM icon
2311
Trip.com Group
TCOM
$28.2B
$92K ﹤0.01%
1,965
+595
+43% +$26.5K
WOOD icon
2312
iShares Global Timber & Forestry ETF
WOOD
$269M
$92K ﹤0.01%
1,831
– –
CCD
2313
Calamos Dynamic Convertible & Income Fund
CCD
$750M
$91K ﹤0.01%
4,940
+849
+21% +$16K
FR icon
2314
First Industrial Realty Trust
FR
$8.35B
$91K ﹤0.01%
3,261
+379
+13% +$10.8K
JAZZ icon
2315
Jazz Pharmaceuticals
JAZZ
$15.9B
$91K ﹤0.01%
745
-23
-3% -$3.1K
LGIH icon
2316
LGI Homes
LGIH
$1.39B
$91K ﹤0.01%
+2,473
New +$87.2K
NBR icon
2317
Nabors Industries
NBR
$1.38B
$91K ﹤0.01%
148
+11
+8% +$5.42K
NUAN
2318
DELISTED
Nuance Communications, Inc.
NUAN
$91K ﹤0.01%
7,256
-911
-11% -$11.9K
DCH
2319
Dauch Corp
DCH
$1.6B
$90K ﹤0.01%
5,252
+1,333
+34% +$22.4K
IMCG icon
2320
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.17B
$90K ﹤0.01%
3,312
+402
+14% +$10.8K
NBIX icon
2321
Neurocrine Biosciences
NBIX
$15.6B
$90K ﹤0.01%
1,777
+56
+3% +$2.79K
RJF icon
2322
Raymond James Financial
RJF
$34.8B
$90K ﹤0.01%
2,312
+33
+1% +$1.22K
SKYW icon
2323
Skywest
SKYW
$4.14B
$90K ﹤0.01%
3,421
+1,713
+100% +$47.6K
BRCD
2324
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$90K ﹤0.01%
9,629
-550
-5% -$5.13K
NMBL
2325
DELISTED
Nimble Storage, Inc.
NMBL
$90K ﹤0.01%
10,196
+10,194
+509,700% +$80.6K
91 92
93
94 95

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.