We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REMX icon
2301
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.3B
$64K ﹤0.01%
1,434
-17
-1% -$932
SEB icon
2302
Seaboard Corp
SEB
$4.13B
$64K ﹤0.01%
21
– –
SSL icon
2303
Sasol
SSL
$7.37B
$64K ﹤0.01%
2,305
+105
+5% +$3.37K
VSAT icon
2304
Viasat
VSAT
$11.5B
$64K ﹤0.01%
1,000
– –
WBS icon
2305
Webster Financial
WBS
$12.8B
$64K ﹤0.01%
1,793
– –
FVL
2306
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$64K ﹤0.01%
3,381
– –
JHP
2307
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$64K ﹤0.01%
7,951
+2,845
+56% +$23.5K
DOC
2308
DELISTED
PHYSICIANS REALTY TRUST
DOC
$64K ﹤0.01%
4,237
-365
-8% -$5.61K
APLE icon
2309
Apple Hospitality REIT
APLE
$3.8B
$63K ﹤0.01%
3,512
+2,043
+139% +$37.4K
EDIV icon
2310
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$63K ﹤0.01%
2,511
+135
+6% +$3.83K
FWONA icon
2311
Liberty Media Series A
FWONA
$24.1B
$63K ﹤0.01%
2,640
+34
+1% +$846
PBR icon
2312
Petrobras
PBR
$115B
$63K ﹤0.01%
14,406
-1,401
-9% -$8.55K
VRNT
2313
DELISTED
Verint Systems
VRNT
$63K ﹤0.01%
2,866
+452
+19% +$12.5K
WSBC icon
2314
WesBanco
WSBC
$4.1B
$63K ﹤0.01%
2,002
– –
CTT
2315
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$63K ﹤0.01%
6,163
-1,060
-15% -$11.3K
IFEU
2316
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$63K ﹤0.01%
1,648
– –
UCFC
2317
DELISTED
United Community Financial Corp
UCFC
$63K ﹤0.01%
12,477
-336
-3% -$1.71K
WMW
2318
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
$63K ﹤0.01%
3,345
+1,645
+97% +$33.7K
DFT
2319
DELISTED
DuPont Fabros Technology Inc.
DFT
$63K ﹤0.01%
2,428
-23
-0.9% -$653
STR
2320
DELISTED
QUESTAR CORP
STR
$63K ﹤0.01%
3,277
-744
-19% -$15.2K
ALTR
2321
DELISTED
Altera Corp
ALTR
$63K ﹤0.01%
1,274
+19
+2% +$945
CAKE icon
2322
Cheesecake Factory
CAKE
$5.57B
$62K ﹤0.01%
1,150
– –
FAD icon
2323
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$601M
$62K ﹤0.01%
1,307
-1,114
-46% -$56.2K
IBN icon
2324
ICICI Bank
IBN
$106B
$62K ﹤0.01%
8,228
+223
+3% +$1.9K
SRPT icon
2325
Sarepta Therapeutics
SRPT
$1.89B
$62K ﹤0.01%
1,905
+628
+49% +$21.3K
91 92
93
94 95

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.